There are options for clients of LPL Financial LLC broker David Gaffney (CRD# 3004164) who suffered real estate investment trust (REIT) losses. He has been registered with LPL Financial LLC in Chicago, Illinois, since 2025. He was registered with Wintrust Investments in New Lenox, Illinois, from 2015 to 2025.
David Gaffney Customer Complaints
He has been the subject of two customer complaints between 2019 and 2025, according to his CRD report. The most recent complaint was regarding:
March 2025. “Claimants allege that between June 2012 and June 2023, representative made unsuitable investments in REITs.” The case is currently pending. The complaint was regarding REITs. The complaint took place while he was registered with LPL Financial LLC and RBC Capital Markets, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by David Gaffney’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis
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