Category: Unsuitable Investments
Erez Law is currently investigating Ameriprise Financial Services, Inc. broker Bradley Renberg (CRD# 2155253) regarding unsuitable investment recommendations. Renberg has been registered with Ameriprise Financial Services, Inc. in West Des Moines, Iowa since 2009. Renberg has been the subject of … Continue reading
Did you suffer investment losses due to recommendations by former McNally Financial Services Corporation broker Dennis Nakamura (CRD# 819626)? Nakamura was registered with McNally Financial Services Corporation in Moraga, California from 2010 to 2019. In November 2019, FINRA barred Nakamura … Continue reading
Former Kalos Capital, Inc. broker Steve Netzel (CRD# 2863170) is accused of unsuitable investment recommendations. He was registered with Madison Avenue Securities, LLC in Sun Lakes, Arizona from June to August 2019. Previously, he was registered with Kalos Capital, Inc. … Continue reading
Were you the victim of Merrill Lynch broker Heather Weber (CRD# 2911524) regarding unsuitable investment recommendations? Weber has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tampa, Florida since 2006. Weber has been the subject of 10 … Continue reading
There are options for customers of Dawson James Securities, Inc. broker Danilo Fuentes (CRD# 2596044) who suffered investment losses. Fuentes has been registered with Dawson James Securities, Inc. in Columbia, Maryland since 2007. Fuentes has been the subject of nine … Continue reading
Were you the victim of former Westpark Capital, Inc. broker Gregory Ricker (CRD# 1834893)? Ricker was registered with Westpark Capital, Inc. in Boca Raton, Florida from 2013 to 2019. In July 2020, FINRA sanctioned Ricker to $75,000 in disgorgement and … Continue reading
Have you suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Roberto Fernandez (CRD# 1404389)? Fernandez has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, Florida and Guaynabo, Puerto Rico since … Continue reading
Erez Law is currently investigating former Brookville Capital Partners, LLC broker Daniel King (CRD# 5954543) regarding investment losses. King has been registered with Benchmark Investments, Inc. in New York, New York since February 2019. King was previously registered with: Newbridge … Continue reading
Were you the victim of New York state broker Albert Foronda (CRD# 5737620)? Foronda has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, Foronda was registered with Worden Capital Management LLC in New … Continue reading
Did you suffer investment losses due to recommendations by former Madison Avenue Securities, LLC broker Noel Vincent (CRD# 1370987)? Vincent was registered with Ele Wealth Advisors, Inc. in Southfield, Michigan from June to August 2018. Vincent was previously registered with … Continue reading