Category: Unsuitable Investments
Erez Law is currently investigating Morgan Stanley broker J Shepard (CRD# 1334664) regarding customer investment losses. Shepard has been registered with Morgan Stanley in Oak Bluffs, Massachusetts since 2009. Shepard has been the subject of two customer complaints between 2009 … Continue reading
Did you lose money investing with Center Street Securities, Inc. broker Roy Williams Sr. (CRD# 1069297)? Williams has been registered with Center Street Securities, Inc. in Stratford, Connecticut since 2016. In April 2016, FINRA sanctioned Williams to a $5,000 civil … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Conrad Corcoran (CRD# 1009857) who suffered investment losses. Corcoran has been registered with Centaurus Financial, Inc. in Anaheim, California since 2001 and Centaurus Financial, Inc. in Tucson, Arizona since 2003. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Kalos Capital, Inc. broker Curtis Whipple (CRD# 1657643). Whipple was registered with Kalos Capital, Inc. in Plymouth, Michigan from 2012 to 2020. … Continue reading
Erez Law is currently investigating former HD Vest Investment Services broker Michael Kamperman (CRD# 2002603) regarding allegations of unsuitable investment recommendations. Kamperman was registered with HD Vest Investment Services in Waco, Texas from 2014 to 2017. Previously, Kamperman was registered … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Kevin Meadows (CRD# 2878889) regarding investment losses. Meadows was registered with IBN Financial Services, Inc. in Liverpool, New York from May 2018 to February 2020. Previously, Meadows was registered … Continue reading
Erez Law is currently investigating Crown Capital Securities, L.P. broker Kenneth Barroga (CRD# 2288752) regarding suitability concerns. Barroga has been registered with Crown Capital Securities, L.P. in Watsonville, California since 2011. Barroga has been the subject of five customer complaints … Continue reading
Erez Law is currently investigating FMSbonds, Inc. broker Paul Antevy (CRD# 2713105) regarding junk bond investment losses. Antevy has been registered with FMSbonds, Inc. in North Miami Beach, Florida since 2003. Antevy has been the subject of four customer complaints … Continue reading
Former LPL Financial LLC broker Kevin McCoy (CRD# 4557189) faces customer complaints regarding unsuitable investment recommendations. Kevin McCoy has been registered with Cetera Investment Services LLC in The Woodlands, Texas since 2019. Previously, Kevin McCoy was registered with LPL Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Citigroup Global Markets Inc. broker Timothy Kenska (CRD# 4894163). Kenska has been registered with Citigroup Global Markets Inc. in Encinitas, California since 2007. … Continue reading