Erez Law is currently investigating JRL Capital Corporation broker Hillard Rest (CRD# 858840) regarding GWG Holdings Inc. losses. He has been registered with JRL Capital Corporation in Newport Beach, California since 2013. Hillard Rest Customer Complaints He has been the … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. related to recommendations to invest in the company’s high risk and unsuitable Yield Enhancement Strategy (YES). It is alleged that UBS Financial Services Inc. was targeting high net … Continue reading
Can I recover losses from investments with former BCG Securities, Inc. broker Mark Cohen (CRD# 4534879) due to unsuitable investment recommendations? He was registered with BCG Securities, Inc. in New York, New York from 2014 to 2018. Previously, he was … Continue reading
Erez Law is currently investigating Capital Investment Group, Inc. broker Eugene Thompson (CRD# 4350479) regarding GWG Holdings, Inc. investment losses. He has been registered with Capital Investment Group, Inc. in Wallace, North Carolina since 2014. Eugene Thompson Customer Complaints He … Continue reading
There are options for customers of former Arive Capital Markets broker Christopher Fusco (CRD# 5981205) who suffered investment losses due to unsuitable investment recommendations. He was registered with Joseph Stone Capital L.L.C. in Mineola, New York from 2019 to 2020. … Continue reading
Can I recover losses from Triad Advisors LLC broker Patrick Chitwood (CRD# 871271) who is accused of unsuitable investment recommendations related to alternative investments? He has been registered with Triad Advisors LLC in Asheville, North Carolina since November 2021. Previously, … Continue reading
There are options for customers of former HD Vest Investment Services broker Travis Eiland (CRD# 4127872) who is accused of unsuitable investment recommendations. He has been registered with HD Vest Investment Services (Avantax Investment Services, Inc.) in Bayton, Texas from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC broker Robert Klein (CRD# 1254422) regarding suitability concerns related to managed accounts. He has been registered with J.P. … Continue reading
There are options for customers of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Olga Kapitskaya (CRD# 2587114) who is accused of unsuitable investment recommendations. She has been registered with RBC Capital Markets, LLC in Beverly Hills, California since … Continue reading
Former Morgan Stanley broker Francisco Valenzuela (CRD# 2786970) was accused of unsuitable investment recommendations. He was registered with Morgan Stanley in Tucson, Arizona from 2015 to 2018. Previously, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in … Continue reading