Category: Unsuitable Investments
Can I recover losses from investments with Aegis Capital Corp. broker Brian Court (CRD# 2591547) who is accused of unsuitable investment recommendations. Brian Court has been registered with Aegis Capital Corp in Melville, New York since 2014. Brian Court Customer … Continue reading
Erez Law is currently investigating former The Oak Ridge Financial Services Group, Inc. broker Eric Overig (CRD# 1435223) regarding unsuitable investment recommendations. Eric Overig has been registered with Feltl & Company in Minnetonka, Minnesota since 2019. Previously, Eric Overig was … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Clara Tang (CRD# 4852979) regarding unsuitable recommendations in real estate securities. Clara Tang was registered with Cetera Investment Services LLC in Cupertino, California from 2012 to 2018. Clara Tang … Continue reading
Erez Law is currently investigating former Titan Securities broker Richard Demetriou (CRD# 828433) who was barred by FINRA. Richard Demetriou is accused of unsuitable investment recommendations. Richard Demetriou was registered with Titan Securities in Addison, Texas from 2009 to 2021. … Continue reading
Erez Law is currently investigating Morgan Stanley broker Elizabeth Layne (CRD# 4497721) regarding an unsuitable options strategy. Elizabeth Layne has been registered with Morgan Stanley in Atlanta, Georgia since 2016. Options are inherently leveraged and can cause accelerated investment loss during adverse … Continue reading
Can I recover losses from unsuitable investment recommendations made by former Investacorp, Inc. broker William Richardson Jr. (CRD# 721293)? William Richardson Jr. has been registered with Avantax Investment Services, Inc. in Houston, Texas since 2020. Previously, William Richardson Jr. was registered … Continue reading
Were you the victim of former Madison Avenue Securities, LLC broker Mark Elafros (CRD# 2337393) regarding unsuitable investment recommendations? Mark Elafros has been registered with Charles Schwab & Co., Inc. in Chicago, Illinois since May 2021. Previously, Mark Elafros was registered … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. broker Frank Van Houten (CRD# 6290353) regarding unsuitable investment recommendations. Frank Van Houten was registered with LPL Financial LLC in Reston, Virginia from 2020 to 2021. Previously, Frank Van … Continue reading
Erez Law is currently investigating former OneAmerica Securities, Inc. broker Dustin Ward (CRD# 4686912) regarding real estate investment losses. Dustin Ward has been registered with Woodbury Financial Services, Inc. in St. Louis, Missouri since 2019. Previously, Dustin Ward was registered … Continue reading
Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Peter David (CRD# 1133608) regarding suitability concerns leading to investment losses. Peter David has been registered with Woodbury Financial Services, Inc. in Waukesha, Wisconsin from 2009 to 2018. Peter … Continue reading