Category: Unsuitable Investments
Erez Law is interested in speaking with investors who may have suffered real estate investment losses due to investments with J.W. Cole Financial, Inc. broker Shad Ketcher (CRD# 2684383). He has been registered with J.W. Cole Financial, Inc. in Hutchinson, … Continue reading
Erez Law is currently investigating former Ausdal Financial Partners, Inc. broker Richard Duncan (CRD# 73262) regarding unsuitable investment recommendations related to a Turkish investment. He was registered with Ausdal Financial Partners, Inc. in East Longmeadow, Massachusetts from 2017 to 2019, … Continue reading
Were you the victim of unsuitable alternative investment recommendations by former Ameriprise Financial Services, LLC broker Andrew Hess (CRD# 5056901)? He has been registered with Ameriprise Financial Services, LLC in Portland, Maine from 2006 to 2021. Andrew Hess Customer Complaints … Continue reading
Were you the victim of David Lerner Associates, Inc. broker John Lamont (CRD# 847214) who is accused of making unsuitable investment recommendations? He has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 1989. John Lamont Customer Complaints … Continue reading
There are options for clients of former Cetera Advisor Networks LLC broker Darryl Ferguson (CRD# 4104760) who suffered investment losses due to unsuitable real estate securities recommendations. He has been registered with LPL Financial LLC in Roselle, Illinois since 2018. … Continue reading
There are options for clients of Morgan Stanley broker Ron Phillips (CRD# 2823393) who suffered investment losses due to managed accounts. He has been registered with Morgan Stanley in Walnut Creek, California since 2009. Ron Phillips Customer Complaints Ron Phillips … Continue reading
Erez Law is currently investigating Morgan Stanley broker Michael Spector (CRD# 2857657) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Atlanta, Georgia since 2009. Michael Spector Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Morgan Stanley broker Roy Budd (CRD# 34635) regarding suitability concerns. He has been registered with Morgan Stanley in Little Falls, New Jersey since 2009. Roy Budd Customer Complaints Roy Budd has been the subject of … Continue reading
Were you the victim of former LPL Financial LLC broker Michael Barranco (CRD# 4825738) regarding unsuitable investment recommendations and selling away? He was registered with LPL Financial LLC in Montgomery, Alabama from 2007 to 2015, when he was terminated regarding … Continue reading
Erez Law is currently investigating former NYLIFE Securities LLC broker Esmeraldo Espinoza (CRD# 6198418) regarding insurance losses due to unsuitable investment recommendations. He has been registered with First Financial Equity Corporation in Scottsdale, Arizona from June to October 2021. Previously, … Continue reading