Category: Unsuitable Investments
Former Aegis Capital Corp. broker Jack Terzi (CRD# 7008502) is accused of churning and unsuitable investment recommendations and unauthorized trades. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Levittown, New York, since 2022. Previously, he … Continue reading
In July 2021, a former client of Ocean Financial Services, LLC filed a FINRA arbitration claim for losses sustained from investments in Northstar Financial Services (Bermuda). The investors were clients of broker Sandro Olivos (CRD# 3228574). The causes of action … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Pruco Securities, LLC broker Paul Lekousis (CRD# 2545673), who suffered insurance losses. He has been registered with Pruco Securities, LLC in Downers Grove, Illinois, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Centaurus Financial, Inc. broker Marc Korsch (CRD# 5525226). He has been registered with Arkadios Capital in Atlanta, Georgia, since March 2021. Previously, … Continue reading
There are options for clients of Western International Securities, Inc. broker Shannon Powers (CRD# 2367198), who suffered investment losses. She has been registered with Western International Securities, Inc. in Ridgefield, Washington, since 2012. Shannon Powers Customer Complaints She has been … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Paul Carnahan (CRD# 5586975), who is accused of unsuitable investment recommendations. He has been registered with GWN Securities Inc. in Birmingham, Michigan, since 2022. Previously, he was registered with Securian … Continue reading
Former Wells Fargo Clearing Services, Inc. broker Florentino Chapa (CRD# 4763953) is accused of Northstar Financial Services (Bermuda) investment losses. A former client of Wells Fargo Clearing Services, Inc. filed a FINRA arbitration claim against broker Florentino Chapa, who was … Continue reading
Can I recover losses from investments with Centaurus Financial, Inc. broker Steven Nielsen (CRD# 4184826) regarding unsuitable investment recommendations? He has been registered with Centaurus Financial, Inc. in Gilbert, Arizona, since 2017. Previously, he was registered with DFPG Investments, Inc. … Continue reading
Did you lose money investing with Western International Securities, Inc. broker Larry Burton (CRD# 4297802) related to unsuitable investment recommendations? He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2010. Larry Burton Customer Complaints He … Continue reading
Western International Securities, Inc. broker Christopher Browning (CRD# 4786391) faces customer complaints regarding unsuitable and unauthorized investments resulting in investment losses. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2009. Christopher Browning Customer Complaints … Continue reading