Erez Law is interested in speaking with investors who may have suffered losses due to investments with Westpark Capital, Inc. broker Adam Brown (CRD# 4506309) related to unsuitable investment recommendations. He has been registered with Westpark Capital, Inc. in Boca … Continue reading
Were you the victim of former National Securities Corporation broker James Mariani (CRD<# 2932631), who is accused of unsuitable investment recommendations? He was registered with Aegis Capital Corp. in Bayside, New York, from 2017 to 2021. Previously, he was registered … Continue reading
There are options for clients of former Berthel, Fisher & Company Financial Services, Inc. broker Dennis Fearing (CRD# 1288339), who suffered investment losses due to unsuitable recommendations. He was registered with Berthel, Fisher & Company Financial Services, Inc. in Coleraine, … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC broker Theresa Allen (CRD# 2183693), who is accused of unsuitable and unauthorized investments. She has been registered with RBC Capital Markets, LLC in Newport Beach, California, since 2023. Previously, he was … Continue reading
There are options for clients of former Raymond James & Associates, Inc. and William Conn (CRD# 1477107), who faces customer complaints related to unsuitable options strategy leading to investment losses. He was registered with Raymond James & Associates, Inc. in … Continue reading
Erez Law is currently investigating former Center Street Securities, Inc. broker William Borleis (CRD# 2285245), who is accused of unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2022. Previously, he was registered … Continue reading
Were you the victim of investment losses due to recommendations by former Centaurus Financial, Inc. broker Ryan Hall (CRD# 5077163)? He has been registered with LPL Financial LLC in Royal Oak, Michigan, since 2021. Previously, he was registered with Centaurus … Continue reading
Were you the victim of former Truist Investment Services, Inc. broker Yu Tang (CRD# 4974432), who is accused of unsuitable investment recommendations? He has been registered with Globalink Securities, Inc. in Monrovia, California, since 2022, and with Transglobal Advisory, LLC … Continue reading
Emerson Equity LLC broker Timothy Sherer (CRD# 833618) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Los Gatos, California, since 2019. Previously, he was registered with Sandlapper Wealth Management, LLC and Sandlapper Securities, … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Nisreen Byrne (CRD# 2223199), who is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in Bloomfield Hills, Michigan, since 2014. Nisreen Byrne Customer … Continue reading