Former First Allied Securities, Inc. broker Timothy Connor (CRD# 2222028) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Redwood City, California, since 2021. Previously, he was registered with Cetera Investment Advisers LLC in … Continue reading
There are options for clients of Oppenheimer & Co. Inc. broker Michael Rosenmayer (CRD# 2352488), who suffered investment losses. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2007. Michael Rosenmayer Customer Complaints He has … Continue reading
There are options for clients of UBS Financial Services Inc. broker Mark Elias (CRD# 2938707) who suffered losses due to unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Houston, Texas, since 2003. Mark Elias Customer … Continue reading
Calton & Associates, Inc. broker John Drabek (CRD# 1335813) is accused of unsuitable investment recommendations. He has been registered with Calton & Associates, Inc. in Tampa, Florida, and East Lyme, Connecticut, since 2010. John Drabek Customer Complaints He has been … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Seth Mason (CRD# 1540891) regarding unsuitable investment recommendations. He was registered with Morgan Stanley in Grand Rapids, Michigan, from 2009 to 2022. Seth Mason Customer Complaints He has been the subject … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC broker Steven Hill (CRD# 4606358)who is accused of unsuitable investment recommendations? He has been registered with Wells Fargo Clearing Services, LLC in Atwater, California, since 2011. Previously, he was … Continue reading
There are options for clients of former SW Financial broker Eric Baron (CRD# 2758724) who suffered investment losses. He was registered with the following brokerage firms; Network 1 Financial Securities Inc. in Hauppauge, New York, from 2022 to 2013 Spartan … Continue reading
There are options for customers of Cambridge Investment Research, Inc. broker Kurt Cambier (CRD# 1392482), who is accused of unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. in Littleton, Colorado, since 2008. Kurt Cambier Customer Complaints … Continue reading
Centaurus Financial, Inc. broker Jonathan Sheard (CRD# 4792441) is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Milanville, Pennsylvania, since 2004. Jonathan Sheard Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former Cetera Advisors LLC broker Daniel McPherson (CRD# 4964802) is accused of unsuitable investment recommendations. He was registered with Cetera Advisors LLC In Idaho Falls, Idaho, from 2012 to 2018. Daniel McPherson Customer Complaints He has been the subject of … Continue reading