Erez Law is currently investigating Oppenheimer & Co. Inc. broker Gregory Iglow (CRD# 2783963), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2007. Gregory Iglow Customer Complaints … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker Mark Upchurch (CRD# 2937074)? He was registered with Centaurus Financial, Inc. in Houston, Texas, from 2012 to 2020. Previously, he was registered with Brookstone Securities, Inc. in Houston, Texas, from … Continue reading
Can you recover losses due to recommendations by Cape Securities Inc. broker Samuel Phillips, Jr. (CRD# 2239471)? He has been registered with Cape Securities Inc. and Cape Investment Advisory, Inc. in McDonough, Georgia, since 2016. Previously, he was registered with … Continue reading
Were you the victim of former D.H. Hill Securities, LLP broker Donald Wallace (CRD# 1471984)? He was registered with D.H. Hill Securities, LLP in Fort Lauderdale, Florida, from 2017 to 2023. Previously, he was registered with Financial West Group (now … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Glennon Cole (CRD# 1999588) regarding allegations of unsuitable investment recommendations. Glennon Cole was registered with Moloney Securities Co., Inc. in Manchester, Missouri from 2012 to 2021, when he was … Continue reading
There are options for clients who suffered investment losses due to recommendations by former RBC Capital Markets, LLC broker Scott Matalon (CRD# 4637378). He was registered with RBC Capital Markets, LLC in Jericho, New York, from 2019 to 2021 and … Continue reading
Were you the victim of UBS Financial Services Inc. broker Richard Gibbs (CRD# 4659304)? He has been registered with UBS Financial Services Inc. in Leawood, Kansas, since 2013. Richard Gibbs Customer Complaints He has been the subject of one customer … Continue reading
Former BBVA Securities Inc. broker Juan Rascon (CRD# 5631144) faces a $1 million customer complaint related to unsuitable investment recommendations. He has been registered with Cetera Investment Services LLC and in Cetera Investment Advisers LLC in Houston, Texas, since 2019. … Continue reading
Moloney Securities Co., Inc. broker Jeffrey Cohen (CRD# 2528929) is accused of unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Manchester, Missouri since 2015. In June 2023, he was barred by FINRA after he “consented … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker James Walesa (CRD# 1061209), who is accused of recommending unsuitable alternative investments. He was registered with Arkadios Capital in Park Ridge, Illinois, from 2019 to 2021. Previously, he was registered … Continue reading