Category: Unsuitable Investments

Were you the victim of former Wells Fargo Clearing Services, LLC broker Steven Hill (CRD# 4606358)who is accused of unsuitable investment recommendations? He has been registered with Wells Fargo Clearing Services, LLC in Atwater, California, since 2011. Previously, he was … Continue reading

There are options for clients of former SW Financial broker Eric Baron (CRD# 2758724) who suffered investment losses. He was registered with the following brokerage firms; Network 1 Financial Securities Inc. in Hauppauge, New York, from 2022 to 2013 Spartan … Continue reading

There are options for customers of Cambridge Investment Research, Inc. broker Kurt Cambier (CRD# 1392482), who is accused of unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. in Littleton, Colorado, since 2008. Kurt Cambier Customer Complaints … Continue reading

Centaurus Financial, Inc. broker Jonathan Sheard (CRD# 4792441) is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Milanville, Pennsylvania, since 2004. Jonathan Sheard Customer Complaints He has been the subject of one customer complaint, … Continue reading

Former Cetera Advisors LLC broker Daniel McPherson (CRD# 4964802) is accused of unsuitable investment recommendations. He was registered with Cetera Advisors LLC In Idaho Falls, Idaho, from 2012 to 2018. Daniel McPherson Customer Complaints He has been the subject of … Continue reading

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Westpark Capital, Inc. broker Adam Brown (CRD# 4506309) related to unsuitable investment recommendations. He has been registered with Westpark Capital, Inc. in Boca … Continue reading

Were you the victim of former National Securities Corporation broker James Mariani (CRD<# 2932631), who is accused of unsuitable investment recommendations? He was registered with Aegis Capital Corp. in Bayside, New York, from 2017 to 2021. Previously, he was registered … Continue reading

There are options for clients of former Berthel, Fisher & Company Financial Services, Inc. broker Dennis Fearing (CRD# 1288339), who suffered investment losses due to unsuitable recommendations. He was registered with Berthel, Fisher & Company Financial Services, Inc. in Coleraine, … Continue reading

Erez Law is currently investigating RBC Capital Markets, LLC broker Theresa Allen (CRD# 2183693), who is accused of unsuitable and unauthorized investments. She has been registered with RBC Capital Markets, LLC in Newport Beach, California, since 2023. Previously, he was … Continue reading

There are options for clients of former Raymond James & Associates, Inc. and William Conn (CRD# 1477107), who faces customer complaints related to unsuitable options strategy leading to investment losses. He was registered with Raymond James & Associates, Inc. in … Continue reading