Category: Unsuitable Investments

Equitable Advisors, LLC broker Michael Mashak Mr (CRD# 4031888) is accused of unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in La Crosse, Wisconsin, since 1999. Michael Mashak Mr Customer Complaints He has been the subject of … Continue reading →

Can you recover losses due to recommendations by UBS Financial Services Inc. broker Michael Lipschutz (CRD# 2824722)? He has been registered with UBS Financial Services Inc. in Rochester, New York, from 2012 to 2022. Michael Lipschutz Customer Complaints He has … Continue reading →

Erez Law is currently investigating LPL Financial LLC broker Rowena Ruff (CRD# 2905624) regarding real estate securities losses. She has been registered with LPL Financial LLC in Lexington, Kentucky, since 2010 and with Independent Advisor Alliance, LLC in Lexington, Kentucky, … Continue reading →

Berthel, Fisher & Company Financial Services, Inc. broker Farrukh Kazmi (CRD# 2855915) faces investment losses due to customer complaints. He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Moorestown, New Jersey, since 2010, and with BFC … Continue reading →

Did you lose money investing with Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. Jordan Samelson Customer Complaints He has been … Continue reading →

LPL Financial LLC broker William Czaplewski (CRD# 2386057) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Monona, Wisconsin, since 1994. William Czaplewski Customer Complaints He has been the subject of two customer complaints … Continue reading →

Were you the victim of DFPG Investments, LLC broker William Sheehan (CRD# 2328614)? He has been registered with DFPG Investments, LLC in Cornwall-On-Hudson, New York, since 2012.  William Sheehan Customer Complaints He has been the subject of one customer complaint, … Continue reading →

Can I recover losses due to investments with Raymond James Financial Services, Inc. broker Jonathan Best (CRD# 2225091)? He has been registered with Raymond James Financial Services, Inc. in Henderson, Texas, since 2001. In April 2024, “FINRA made a preliminary … Continue reading →

There are options for clients of LaSalle St. Securities, L.L.C. broker Samuel Jacobs (CRD# 2243093) who lost money due to unsuitable investment recommendations. He has been registered with LaSalle St. Securities, L.L.C. in Winter Park, Florida, since 2004. Samuel Jacobs … Continue reading →

Erez Law is currently investigating former LPL Financial LLC broker Bradley Bergdahl (CRD# 1432349) regarding unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Cando, North Dakota, since 2018, and with CWM, LLC in Cando, North … Continue reading →