Moloney Securities Co., Inc. broker Robert Vance (CRD# 1887560) faces customer complaints related to unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Sonora, California since 2016.
Robert Vance Customer Complaints
He has been the subject of three customer complaints in 2022, one of which was denied, according to his CRD report:
June 2022. “Suitability/Negligence 2016-2018.” The case is currently pending. The complaint was regarding corporate debt.
May 2022. “Negligence/Suitability.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding corporate debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by Robert Vance’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.