Erez Law is currently investigating former Newbridge Securities Corporation broker Alex Maltez (CRD# 6506116) regarding customer complaints alleging GWG Holdings Inc. losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Winter Springs, Florida, since 2022. … Continue reading
Were you the victim of RBC Capital Markets, LLC broker Nicole Bailey (CRD# 7016719)? She has been registered with RBC Capital Markets, LLC in Denver, Colorado, since 2018. Nicole Bailey Customer Complaints She has been the subject of one customer … Continue reading
Did you suffer energy sector losses due to recommendations by Osaic Fa, Inc. broker Kevin Kuehn (CRD# 4875040)? He has been registered with Osaic Fa, Inc. in San Ramon, California, since 2007. Kevin Kuehn Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Wells Fargo Advisors broker James McDermott (CRD# 2483480), who is accused of investment losses? He has been registered with Osaic Wealth, Inc. in Oakbrook Terrace, Illinois, since 2023. Previously, he was registered with Raymond James … Continue reading
Were you the victim of Independent Financial Group, LLC broker Elaine Hartman (CRD# 2070272)? She has been registered with Independent Financial Group, LLC in Santa Maria, California, since 2015. Elaine Hartman Customer Complaints She has been the subject of one … Continue reading
Former Centaurus Financial, Inc. broker John Starke Sr. (CRD# 3154774) faces numerous customer complaints related to unsuitable and illiquid investments. He was registered with: Centaurus Financial, Inc. in Mechanicsville, Virginia, from 2015 to 2024 Financial West Group (expelled in 2020) … Continue reading
Erez Law is currently investigating former First American Securities Inc. broker Thomas Brenner (CRD# 1489233), who was barred by FINRA related to investments in United RL Capital Services. He was registered with First American Securities Inc. in Orrville, Ohio, from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Union Capital Company broker Ernest Harris (CRD# 714335). He has been registered with Union Capital Company in Tucson, Arizona, since 2018. In 2004, … Continue reading
Nineteen-year industry veteran Truist Investment Services, Inc. broker Edward Cohen (CRD# 4693017) is accused of unsuitable investment recommendations related to a Guaranteed Income Contract (GIC). He has been registered with Truist Investment Services, Inc. in Bal Harbour, Florida, since 2007 … Continue reading
Were you the victim of former Tradespot Markets Inc. broker Mark Beloyan (CRD# 1392748)? He was registered with Tradespot Markets Inc. in Davie, Florida, from 1992 to 2021. He acted as the firm’s President, Chief Operating Officer, Chief Compliance Officer, … Continue reading