Were you the victim of former LPL Financial LLC broker James Ptacek Jr. (CRD# 1959049)? He was registered with LPL Financial LLC in Willoughby Hills, Ohio, from 2018 to 2024, when he was terminated regarding “Failed to report and receive … Continue reading
Were you the victim of Eric Kleiner (CRD #4135180)? Erez Law recently filed two customer complaints related to customer complaints against the broker related to recommending investments in the stock TerrAscend. Morgan Stanley fired him for his TerrAscend-related activities in … Continue reading
There are options for clients of Equitable Advisors, LLC broker Edgar Kleydman (CRD# 2727571) who suffered investment losses. He has been registered with MML Investors Services, LLC in Brooklyn, New York, from 2019 to 2020, and AXA Advisors, LLC (nka … Continue reading
In July 2025, Former Merrill Lynch broker Isaiah Williams (CRD# 6211219) was arrested following allegations that he stole $2.59 million in funds in more than 130 transactions from the Bank of America account of a former Dolphins defensive safety Reshad … Continue reading
There are options for clients of former Morgan Stanley broker Janet Gordon (CRD# 1114409), who is accused of selling away. She has been registered with Raymond James & Associates, Inc. in Coral Gables, Florida, since 2023. She was registered with … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ali Chehab (CRD# 7625979)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Portland, Oregon, from 2023 to 2024, when he was terminated … Continue reading
Former UBS Financial Services Inc. broker Paul Murans (CRD# 3266607) has three pending customer complaints for investment losses. He has been registered with Thurston Springer Financial in Indianapolis, Indiana, since October 2017. Previously, he was registered with UBS Financial Services … Continue reading
Can you recover losses due to recommendations by former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Elan Sanker (CRD# 5580543)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, New Jersey, from 2018 to 2023, … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rajesh Markan (CRD# 4553309) who suffered investment losses. He was registered with Hilltop Securities Inc. in Dallas, Texas, from 2022 to 2024, and Merrill Lynch, Pierce, … Continue reading
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Whelan (CRD# 5247677). He has been registered with Kovack Securities Inc. and Kovack Advisors, Inc. in Fort Lauderdale, Florida, since February 2025 He was … Continue reading