In July 2018, a former client of Wells Fargo won an award in a FINRA arbitration for compensatory damages for $4,179,116, $831,583.48 in prejudgement interest, $2,693,025.41 in attorneys’ fees, $500,000.00 in punitive damages, $206,324.04 in costs, $165,718.50 in the remission … Continue reading
In May 2018, a former client of UBS Financial Services Inc. and UBS Financial Services Inc. of Puerto Rico won an award in a FINRA arbitration for compensatory damages for $465,000, plus $23,000 in witness fees, $120,900 in attorney fees, … Continue reading
In June 2018, former clients of UBS Financial Services Inc. (UBS) and UBS Financial Services Inc. of Puerto Rico (UBS-PR) won an award in a FINRA arbitration for compensatory damages for $4.2 million plus post-award interest for losses sustained from … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Hawley (CRD# 1131302) regarding Puerto Rico bond losses. Hawley has been registered with Wells Fargo in Monroe, Louisiana since 2008. Puerto Rico suffers from long-term financial and economic deficiencies that … Continue reading
Erez Law recently filed a $310,00 FINRA arbitration against The GMS Group, LLC for losses sustained from investments in Puerto Rico bonds. The customers alleges that Glen Rosenberg (CRD# 2705889), who has been a registered representative of in Boca Raton, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Morris (CRD# 1903657) regarding losses tied to the high risk energy sector. Morris has been registered with UBS Financial Services Inc. in Warren, New Jersey since 2011. Over … Continue reading
Erez Law recently filed a $330,000 FINRA arbitration against Hennion & Walsh for losses sustained from investments in high risk Puerto Rico bonds. The Erez Law customer alleges that John Tsoukala (CRD #4428102), who has been a registered representatives of … Continue reading
Erez Law recently filed a $675,000 FINRA arbitration against Morgan Stanley Smith Barney LLC (Morgan Stanley). Their customer alleges that Tom Puentes (CRD #1713812) caused them massive losses in high risk, uninsured and unsuitable Puerto Rico bonds. The Erez Law … Continue reading
Were you the victim of Hennion & Walsh, Inc. financial advisor Stephen Kowalski (CRD# 1919574) regarding unsuitable investments in municipal bonds or Puerto Rico bonds? Kowalski has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 1990. … Continue reading
Erez Law recently filed a $600,000 FINRA arbitration against Morgan Stanley and Kestra Investment Services, LLC regarding Puerto Rico bond losses. The former customer alleges that Tom Puentes (CRD #1713812), who was a registered representative of Morgan Stanley and then … Continue reading