Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129), who faces multiple customer complaints regarding promissory note investment losses. In November 2022, FINRA ordered him to pay $5.7 million to investors who were allegedly defrauded in a medical … Continue reading
There are options for clients of Kenmar Securities, LLC broker James Tammaro (CRD# 1174412) who suffered investment losses. He has been registered with Kenmar Securities, LLC in New York, New York, since 2024. He was registered with TGP Securities, Inc. … Continue reading
Erez Law is currently investigating Catalyst Wealth Management broker Sanford Schmidt (CRD# 1163559). He was registered with The Leaders Group, Inc. in Summit, New Jersey, since 2023, and Catalyst Wealth Management in Deerfield, Illinois, since 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating former American Portfolios Financial Services, Inc. broker Steven McNeilly (CRD# 5614719) regarding promissory note losses. He was registered with American Portfolios Financial Services, Inc. in Cedar Grove, New Jersey, from 2012 to 2024. Steven McNeilly … Continue reading
Were you the victim of Farmers Financial Solutions, LLC broker James Burton Jr. (CRD# 5051310) regarding promissory note losses? He was registered with Farmers Financial Solutions, LLC in Bakersfield, California, from 2007 to 2023, when he was terminated his registration … Continue reading
There are options for clients of former Arkadios Capital broker Michael Lickiss (CRD# 5135936) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Danville, California, from 2024 to 2025, when he was terminated regarding, “Michael was … Continue reading
Former A.G. Morgan Financial Advisors, LLC Chief Compliance Officer (CCO) James McArthur (CRD# 2797856) is accused of promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated … Continue reading
Erez Law is currently investigating IBN Financial Services, Inc. broker Joseph Storzinger (CRD# 2554671) regarding promissory note losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2023. He was registered with Traderfield Securities Inc. … Continue reading
Former IBN Financial Services, Inc. broker Vincent Camarda (CRD# 2463703) faces numerous allegations related to promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated regarding, “unlawfully … Continue reading
Can you recover losses due to recommendations by LPL Financial LLC broker John Matson (CRD# 1796541)? He has been registered with LPL Financial LLC in Manhattan Beach, California, from 2017 to 2022, Ameriprise Financial Services, Inc. in Los Angeles, California, … Continue reading