Category: Private placements
Erez Law recently filed a FINRA arbitration against Western International Securities, Inc. related to GWG Holdings Inc. L Bonds investment losses. The complaint is related to investment recommendations by Hagop Nalbandian (CRD #2921246) and Krikor Demirjian (CRD #4212275). The Erez … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Scott Lee (CRD# 4409541) related to GWG Holdings Inc. investment losses. He was registered with Ausdal Financial Partners, Inc. in Cold Springs, Minnesota, from 2019 to 2021. He was … Continue reading
There are options for clients of Westpark Capital, Inc. former broker Alfred Vanderlaan (CRD# 1172406), who suffered GWG Holdings Inc. L Bonds losses. Hewas registered with Westpark Capital, Inc. in Watertown, South Dakota, from 2019 to 2022, and with Sandlapper … Continue reading
Erez Law is currently investigating Madison Avenue Securities, LLC broker Daniel Werts (CRD# 6610699) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado, since 2021, and with AE Wealth … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker Tony Barouti (CRD# 3031995) regarding GWG Holdings L Bonds, a high-yield junk bond. He has been registered with Emerson Equity LLC in Los Angeles, California, since 2017. Tony Barouti GWG Holdings … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc. related to investments. The allegations are related to recommendations of Hospitality Investors Trust, Inc. and speculative and unsuitable L Bonds issued by GWG Holdings Inc. and by Valentino Scott … Continue reading
Erez Law recently filed a FINRA arbitration against Centaurus Financial, Inc., related to investment recommendations by Marco Azizi (CRD# 2154719). Marco Azizi has been registered with Centaurus Financial, Inc. in San Jose, California, since July 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating 31-year industry veteran Somerset Securities, Inc. broker Thomas Hamlin (CRD# 2208505) regarding iCap Equity, LLC investment losses, a high-risk Regulation D private placement was unsuitable for many investors. He has been registered with Somerset Securities, … Continue reading
Did you lose money investing in GWG Holdings Inc. L Bonds with former American Equity Investment Corporation broker Marion Leonberger (CRD# 1083568)? He was registered with American Equity Investment Corporation in Louisville, Kentucky, from 2003 to 2021. Marion Leonberger Customer … Continue reading
Were you the victim of Green Vista Capital, LLC broker Philippus van Staden (CRD# 4489166)? He has been registered with Green Vista Capital, LLC in Winter Park, Florida, since 2018. Previously, he was registered with The Strategic Financial Alliance in … Continue reading