Temenos Advisory, Inc. and principal and chief executive officer (CEO) George Taylor (CRD# 1104198) regarding charged with fraud for putting $19 million of investor money into risky investments. Taylor has been registered with Fairport Capital, Inc. in Litchfield, Connecticut since … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation financial advisor Dennis Hayes (CRD# 4403550) regarding selling away and private securities transactions. Hayes was registered with Salomon Whitney Financial in Melville, New York for two days from April 25-27, 2017. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sisk Investment Services, Inc. financial advisor Matthew Eckstein (CRD# 2997245) regarding undocumented investments. Eckstein was with Sisk Investment Services, Inc. in Syosset, … Continue reading
There are options for customers of Summit Brokerage Services, Inc. financial advisor Ronald Clark (CRD# 1086724). Clark has been registered with Summit Brokerage Services, Inc. in Tampa, Florida since 2009. In August 2011, FINRA sanctioned Clark to $5,000 in civil … Continue reading
There are options for customers of former NMS Capital Advisors, LLC financial advisor Darrell Rideaux (CRD# 5211032) who suffered investment losses. Rideaux was registered with NMS Capital Advisors, LLC in Beverly Hills, California from August 2016 to May 2017. Previously, … Continue reading
Did you lose money investing with former FSC Securities Corporation financial advisor Barry Hartman (CRD# 1361232)? Hartman was registered with FSC Securities Corporation in Missoula, Montana from 2002 to 2015, when he was terminated regarding, “Registered representative terminated for violation … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Comprehensive Asset Management and Servicing, Inc. financial advisor Tamara Steele (CRD# 3227494) regarding losses sustained from investments in Behavioral Recognition Systems. Steele … Continue reading
Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Robert Hoffmann (CRD# 4008798) regarding unsuitable recommendations. He was registered with Thurston, Springer, Miller, Herd & Titak, Inc. in Indianapolis, Indiana from April to May 2017, and previously with … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Kenneth Tyrrell (CRD# 2457452) regarding participating in undisclosed private securities transactions and engaging in undisclosed outside business activities. Tyrrell was registered with Cary Street Partners in Richmond, Virginia … Continue reading
Erez Law is currently investigating Cabot Lodge Securities LLC financial advisor Robert Tweed (CRD# 2339324) regarding losses from a pooled investment fund. Tweed has been registered with Cabot Lodge Securities LLC in San Marino, California since 2015. Previously, he was … Continue reading