Erez Law is currently investigating Cetera Advisors LLC broker Roger Owens (CRD# 2359204) regarding investment losses. Owens has been registered with Cetera Advisors LLC in Elkton, Maryland from 2007 to April 2019, when he was terminated regarding, “Discharged due to … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, Inc. and Kalos Capital, Inc. broker Gary Imel (CRD# 254765) regarding regarding GPB Capital Holdings losses. Imel was registered with Ameriprise Financial Services, Inc. in Gig Harbor, Washington from August 2017 … Continue reading
In November 2019, a former client of Ross, Sinclaire & Associates, LLC won an award in a FINRA arbitration for $1.96 million in compensatory damages and 12% interest per annum, as well as $140,567.08 in attorney’s fees and $750 for … Continue reading
According to public records, a former client of SagePoint Financial filed a $100,000 FINRA arbitration against SagePoint Financial for losses due to investments in GPB Capital Holdings. The elderly investor invested in and concentrated her investment portfolio at the advice … Continue reading
Erez Law is currently investigating former Coastal Equities, Inc. broker Luke Johnson (CRD# 3257008), who is accused of recommending unsuitable GPB Capital Holdings investments. Johnson was registered with Coastal Equities, Inc. in Scottsdale, Arizona from 2012 to 2019, when he … Continue reading
Erez Law is currently investigating Kalos Capital, Inc. broker Frederick Baerenz (CRD# 2388453) who allegedly recommended unsuitable GPB Capital Holdings investments. Baerenz was registered with Kalos Capital, Inc. in Great Falls, Virginia from 2013 to 2017. GPB Capital Holdings is … Continue reading
Former Kalos Capital, Inc. broker David Sweat (CRD# 5502379) is accused of recommending unsuitable GPB Capital Holdings. Sweat has been registered with Kalos Capital, Inc. in Great Falls, Virginia from 2013 to 2017. GPB Capital Holdings is a New York-based … Continue reading
Erez Law is currently investigating Kalos Capital, Inc. broker Darren Kubiak (CRD# 1239086) regarding leveraged and inverse exchange traded funds (LIETFs) as well as investment losses due to unsuitable GPB Capital Holdings recommendations. Kubiak has been registered with Kalos Capital, … Continue reading
Erez Law is currently investigating former Impactive Advisors LLC broker Christopher Zelesnick (CRD# 1257500) regarding investment losses due to private placements. Zelesnick has been registered with Allstate Financial Services, LLC in Elkins Park, Pennsylvania since May 2018. Previously, Zelesnick was … Continue reading
Erez Law is currently investigating Kalos Capital, Inc. broker Eric Weschke (CRD# 2486324) regarding GPB Capital Holdings losses. Weschke has been registered with Kalos Capital, Inc. in Setauket, New York since 2011. GPB Capital Holdings is a New York-based investment … Continue reading