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Category: Options

Widow Seeks $2.37 Million from Wells Fargo for Mishandling Life Insurance Payout

Jeff Erez | May 8, 2019 | Options

Wells Fargo financial advisor Leonard Kinsman (CRD# 2816535) faces a FINRA customer complaint seeking $591,916 in compensatory damages and $1,776,000 in punitive damages, plus costs and lawyers’ fees for losses sustained from mishandling a widow’s life insurance payout in speculative … Continue reading →

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Did You Lose Money Investing in the Yield Enhancement Strategy?

Jeff Erez | April 12, 2019 | Options

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Did your financial advisor recommend you invest in the UBS Yield Enhancement Strategy (YES strategy) and not adequately disclose the risk associated with this investment? It is alleged that brokers across the country who work at large brokerage firms including … Continue reading →

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Investors Face Major Investment Losses Due to UBS Financial Services Inc. for Yield Enhancement Strategy

Jeff Erez | April 9, 2019 | Options

Did your UBS financial advisor recommend you invest in the UBS Yield Enhancement Strategy (YES strategy) and not adequately disclose the risk associated with this investment? The UBS Yield Enhancement Strategy was marketed as an options strategy that was promoted … Continue reading →

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Can I Recover Losses from Former Berthel Fisher & Company Financial Services, Inc. Financial Advisor Mason Gann?

Jeff Erez | May 9, 2018 | Options

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel Fisher & Company Financial Services, Inc. broker Mason Gann (CRD# 4030936) who is alleged to exercise discretion in customer accounts. Gann … Continue reading →

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