TIAA-Cref Individual & Institutional Services, LLC broker Anthony Walia (CRD# 2951490) is accused of investment losses. He has been registered with Fidelity Brokerage Services LLC in Plainview, New York, since 2022, and Strategic Advisers LLC in Plainview, New York, since … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Tracy Longstreet (CRD# 1768525) regarding IRA losses. She was registered with UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. In September 2024, FINRA barred him after … Continue reading
Commonwealth Financial Network broker Richard Rustic (CRD# 1128406) faces customer complaints regarding breach of fiduciary duty. He has been registered with Commonwealth Financial Network in Bristol, Connecticut, since 2002. Richard Rustic Customer Complaints He has been the subject of two … Continue reading
Did you lose money investing with Morgan Stanley broker Donna Mackay (CRD# 2440146)? She has been registered with Morgan Stanley in Palm Beach Gardens, Florida, since 2011. Donna Mackay Customer Complaints She has been the subject of three customer complaints … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ian Pajcic (CRD# 4032124)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ponte Vedra Beach, Florida, since 1999. Ian Pajcic Customer Complaints … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Dennis Oleszkowicz (CRD# 837970) regarding individual retirement account (IRA) investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan since 2003. Dennis Oleszkowicz Customer Complaints He … Continue reading
Were you the victim of UBS Financial Services Inc. broker Laurel Bobrowich (CRD# 707915) due to investment fraud? She has been registered with UBS Financial Services Inc. in Wellesley, Massachusetts since 1980. Laurel Bobrowich Customer Complaints She has been the … Continue reading
Were you the victim of former Raymond James Financial Services, Inc. broker Michael Shillin (CRD# 5927156)? He was registered with A.G.P. / Alliance Global Partners in Altoona, Wisconsin from 2018 to 2020, when he was terminated regarding, “Mr. Shillin resigned … Continue reading
Were you the victim of former Cetera Advisor Networks LLC broker David Rockwell (CRD# 4236377)? Rockwell was registered with Cetera Advisor Networks LLC in Fort Myers, Florida from 2015 to 2018 and with Cetera Advisor Networks LLC in Sewickley, Pennsylvania … Continue reading