Were you the victim of UBS Financial Services Inc. broker Laurel Bobrowich (CRD# 707915) due to investment fraud? She has been registered with UBS Financial Services Inc. in Wellesley, Massachusetts since 1980.
Laurel Bobrowich Customer Complaints
She has been the subject of two customer complaints between 2010 and 2021, one of which was denied, according to her CRD report:
November 2021. “The client alleges her FA did not inform her that the recommendation to convert her IRA’S to Roth IRA’s would be a taxable event. The alleged damages were estimated to be in excess of $5,000.00.” The case was settled for $185,264.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Laurel Bobrowich’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.