There are options for clients of former Pruco Securities, LLC broker Lynn Nicholson (CRD# 2271272) who suffered investment losses. She has been registered with Pruco Securities, LLC in Pageland, South Carolina, from 1992 to 2022. Lynn Nicholson Customer Complaints She … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kestra Investment Services, LLC broker Frank Hill (CRD# 2208115), regarding insurance losses. He has been registered with Kestra Investment Services, LLC, and Kestra … Continue reading
Erez Law is currently investigating Mundt & Associates, Inc. owner Justin Mundt (CRD# 5652696) regarding insurance losses. He has been the owner of Mundt & Associates, Inc. in St. Charles, Minnesota, since 2014, an investment adviser representative with Transc3nd in … Continue reading
Were you the victim of former NYLife Securities LLC broker Michael Cox (CRD# 1182559)? He was registered with NYLife Securities LLC in North Hills, California, from 1983 to 2018. Michael Cox Customer Complaints He has been the subject of three … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Antonio Da Roza (CRD# 2087563), who is accused of insurance losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Francisco, … Continue reading
Were you the victim of State Farm VP Management Corp. broker Ryan Knispel (CRD# 3094245)? He has been registered with State Farm VP Management Corp. in West Point, Nebraska, since 1998. Ryan Knispel Customer Complaints He has been the subject … Continue reading
Were you the victim of Transamerica Financial Advisors, LLC broker Abtin Bashirazami (CRD# 7526170)? He has been registered with Transamerica Financial Advisors, LLC in Columbus, Ohio, since 2022. Abtin Bashirazami Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of NYLife Securities LLC broker Jeffrey Perryman (CRD# 2019969)? He has been registered with NYLife Securities LLC in Johnstown, Colorado, from 1990 to 2024, when he was terminated regarding, “Jeffrey Perryman resigned after the Company found … Continue reading
There are options for clients of NYLife Securities LLC broker Douglas Farris Jr. (CRD# 2973692), who suffered losses due to insurance losses. He has been registered with NYLife Securities LLC in Dayton, Ohio, since 2004. Previously, he was registered with … Continue reading
There are options for clients who lost money due to recommendations by MML Investors Services, LLC broker Kevin Gutwein (CRD# 2904262). He has been registered with MML Investors Services, LLC in Indianapolis, Indiana, since 2011. Kevin Gutwein Customer Complaints He … Continue reading