There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rajesh Markan (CRD# 4553309) who suffered investment losses. He was registered with Hilltop Securities Inc. in Dallas, Texas, from 2022 to 2024, and Merrill Lynch, Pierce, … Continue reading
Can I recover investment losses in hedge funds with Morgan Stanley broker Frank Seminara (CRD# 2785718)? He has been registered with Morgan Stanley in Palm Beach, Florida, since 2012. Frank Seminara Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of hedge fund losses with Gregory J. Schwartz & Co., Inc. Vice President Gregory Schwartz (CRD# 1177836)? He has been registered with Gregory J. Schwartz & Co., Inc. in Bloomfield Hills, Michigan since 1984 and Schwartz & … Continue reading
In August 2019, the Securities and Exchange Commission (SEC) charged Tallahassee-based investment adviser firm Cambridge Capital Group Advisors, LLC (f/k/a Cambridge Capital Advisors, LLC); Cambridge’s president Phillip Timothy Howard, a Florida attorney who represented the retired players in the class … Continue reading
In April 2019, the Securities and Exchange Commission (SEC) fined the United States unit of Deutsche Bank $500,000. According to reports, Deutsche Bank Trust Company Americas claimed to rely on a rigorous testing process when selecting hedge fund investments for … Continue reading