Erez Law is currently investigating Wells Fargo financial advisor Richard Lucker (CRD# 2285760) regarding failure to supervise of a customer’s investment account. Lucker has been registered with Wells Fargo Clearing Services, LLC in El Paso, Texas since 2014. Previously, Lucker … Continue reading
Erez Law is currently investigating Worden Capital Management LLC financial advisor Michael Stanton (CRD# 1448072) regarding failure to supervise a registered representative from churning and excessive trading in an elderly, blind and disabled customer’s account. Stanton has been registered with … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Richard Lucker (CRD# 2285760) regarding failure to supervise a customer’s account. Lucker has been registered with Wells Fargo in El Paso, Texas since 2014. Lucker was previously registered with Morgan Stanley … Continue reading