Category: Energy Sector Losses
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Peabody Energy Corp. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and 2015 led to some of … Continue reading
Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Jack Griffith Jr. (CRD# 1446978) regarding energy sector losses. Griffith has been registered with Janney Montgomery Scott LLC in Columbia, South Carolina since 2014. Previously, he was registered with … Continue reading
Erez Law is currently investigating Enviso Capital, LLC and its principals, Ryan Bowers (CRD #3237368) and Jeffrey LaBerge (CRD #4847129) regarding losses sustained from investments in Bluefin Renewable Energy, LLC, a non-publicly traded company. Enviso Capital, LLC is a California … Continue reading
Erez Law is currently investigating former Oppenheimer & Co. Inc. and Cetera Advisors, LLC financial advisor Abraham Heimann (CRD# 1315922) regarding unsuitable investments in the high risk energy sector. Heimann was registered with Cetera Advisors in Alpharetta, Georgia from 2013 … Continue reading
Erez Law is currently investigating Morgan Stanley financial advisor Stephen Taft (CRD# 1927300) regarding losses sustained from investments in oil and gas master limited partnerships (MLPs). Taft has been registered with Morgan Stanley in New York, New York since 2009. … Continue reading
Erez Law is currently investigating former RBC Capital Markets, LLC financial advisor Lisa J. Lowi (CRD # 1347790) regarding recommendations for speculative and unsuitable investment strategies of high risk “junk” oil and gas bonds tied to the energy sector. Lowi … Continue reading
Erez Law is currently investigating Wedbush Securities Inc. financial advisor Mark Heiden (CRD# 2885156) who recommended his elderly clients invest in unsuitably risky, high-commission energy limited partnerships. Heiden has been registered with Wedbush Securities Inc. in Newport Beach, California since … Continue reading
In October 2017, a former client of RBC Capital Markets, LLC won an award in a FINRA arbitration for compensatory damages for $688,079 for losses sustained from losses suffered due to investments in oil and gas securities. The investors were … Continue reading
In October 2017, a former client of Stifel, Nicolaus & Company, Inc. won an award in a FINRA arbitration for compensatory damages for $90,000 for losses sustained from investments in the high risk energy sector and other investments. The investors … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. financial advisor Kenneth Fitzpatrick (CRD# 1850858) regarding unsuitable energy sector investments. Fitzpatrick has been registered with Raymond James Financial Services, Inc. in Toms River, New Jersey since 2009. Former clients … Continue reading