There are options for clients of Aegis Capital Corp. broker Gilbert Kuta (CRD# 1084075) who suffered investment losses. He has been registered with Aegis Capital Corp. in Timonium, Maryland, since 2020. Previously, he was registered with Capitol Securities Management, Inc. … Continue reading
Centaurus Financial, Inc. broker Kelley Slaught (CRD# 1126586) faces accusations of unsuitable investment recommendations. She has been registered with Centaurus Financial, Inc. in Santa Barbara, California, since 2012. Kelley Slaught Customer Complaints She has been the subject of one customer … Continue reading
Former FSC Securities Corporation broker Bradley Weisman (CRD# 1093515) is accused of unsuitable investment recommendations related to alternative investments. He was registered with FSC Securities Corporation in Oakland Township, Michigan, from 2001 to 2022. Bradley Weisman Customer Complaints He has … Continue reading
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Chelsea Deng (CRD# 4179306) who lost money investing in private placements. She has been registered with Morgan Stanley in Beverly Hills, California, since 2019. She … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Ralph Courtland (CRD# 4374698) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey, since 2008. Ralph Courtland Customer Complaints … Continue reading
Erez Law is currently investigating former Arive Capital Markets broker Michael Digioia (CRD# 4073951), who is accused of unsuitable investment recommendations. He was registered with the following firms: Lampost Capital, L.C. in Boca Raton, Florida, from 2020 to 2022 Arive … Continue reading
Former Frost Brokerage Services, Inc. broker Nicholas Watne (CRD# 3135342) is the subject of a $9.95 million customer complaint related to misrepresentations. He has been registered with Citizens Securities, Inc. in Johnston, Rhode Island, since May 2024. He was previously … Continue reading
Can you recover losses due to recommendations by former Cambridge Investment Research, Inc. broker Douglas Lode (CRD# 4134521)? He has been registered with Private Client Services, LLC in Overland Park, Kansas, since 2018, and with Prime Capital Investment Advisors, LLC … Continue reading
There are options for victims of former Revere Securities LLC broker Jerome Niles (CRD# 3076666), who suffered investment losses. He has been registered with Dominari Securities LLC in New York, New York, since 2023. Previously, he was registered with Revere … Continue reading
Truist Investment Services, Inc. broker Jorge Alvarez (CRD\# 2888623) is accused of unsuitable investment recommendations. He has been registered with Truist Investment Services, Inc. in Miami, Florida, since 1998. Jorge Alvarez Customer Complaints He has been the subject of three … Continue reading