Author: Jeff Erez
Erez Law is currently investigating RBC Capital Markets, LLC broker Theresa Allen (CRD# 2183693), who is accused of unsuitable and unauthorized investments. She has been registered with RBC Capital Markets, LLC in Newport Beach, California, since 2023. Previously, he was … Continue reading
Were you the victim of former Voya Financial Advisors, Inc. broker Frank Chiodi Jr. (CRD# 3189448), who is accused of real estate investment losses. He has been registered with Osaic Wealth, Inc. in Scarsdale, New York, since 2021. Previously, he … Continue reading
There are options for clients of former Raymond James & Associates, Inc. and William Conn (CRD# 1477107), who faces customer complaints related to unsuitable options strategy leading to investment losses. He was registered with Raymond James & Associates, Inc. in … Continue reading
Erez Law is currently investigating former Center Street Securities, Inc. broker William Borleis (CRD# 2285245), who is accused of unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2022. Previously, he was registered … Continue reading
Were you the victim of investment losses due to recommendations by former Centaurus Financial, Inc. broker Ryan Hall (CRD# 5077163)? He has been registered with LPL Financial LLC in Royal Oak, Michigan, since 2021. Previously, he was registered with Centaurus … Continue reading
Erez Law is currently investigating PFS Investments Inc. broker Steven Sacoolas (CRD# 2404253) regarding mutual fund losses. He has been registered with PFS Investments Inc. in Tarpon Springs, Florida, since 1994. Steven Sacoolas Customer Complaints He has been the subject … Continue reading
Were you the victim of investment losses due to recommendations by Edward Jones broker Chad Metzger (CRD# 2643188)? He has been registered with Edward Jones in Wapakoneta, Ohio, since 1999. Chad Metzger Customer Complaints He has been the subject of … Continue reading
Were you the victim of former Truist Investment Services, Inc. broker Yu Tang (CRD# 4974432), who is accused of unsuitable investment recommendations? He has been registered with Globalink Securities, Inc. in Monrovia, California, since 2022, and with Transglobal Advisory, LLC … Continue reading
There are options for clients of former Securities America, Inc. broker Curtis Wilson (CRD# 1517272), who suffered investment losses. He was registered with Securities America, Inc. in Tulsa, Oklahoma, from 2015 to 2020 and with LPL Financial LLC in Tulsa, … Continue reading
Emerson Equity LLC broker Timothy Sherer (CRD# 833618) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Los Gatos, California, since 2019. Previously, he was registered with Sandlapper Wealth Management, LLC and Sandlapper Securities, … Continue reading