Author: Jeff Erez
Were you the victim of Madison Avenue Securities, LLC broker Vincent Virga (CRD# 5070668)? He was registered with Madison Avenue Securities, LLC in Bayonne, New Jersey from 2009 to 2021. In December 2020, FINRA suspended him for one month and … Continue reading
Did you lose money investing with former H. Beck, Inc. broker Dan Droeg (CRD# 1509210) and lost money due to variable annuity investment losses? He was registered with United Planners’ Financial Services Of America A Limited Partner in Mesa, Arison … Continue reading
Erez Law is investigating former Phx Financial, Inc. broker Bernard Jasmin (CRD# 4442394), who is accused of unsuitable investment recommendations. He was registered with Phx Financial, Inc. in New York, New York, from 2020 to 2023, and from 2015 to … Continue reading
There are options for clients of former Concorde Investment Services, LLC broker Gary Hughes (CRD# 1700976) who lost money due to unsuitable investment recommendations. He was registered with Concorde Investment Services, LLC in Hermosa Beach, California, from 2013 to 2022. … Continue reading
Oppenheimer & Co. Inc. broker Matthew Steinberg (CRD# 2430032) is accused of Oppenheimer Portfolio Enhancement Program (PEP) investment losses. He has been registered with Oppenheimer & Co. Inc. in Jenkintown, Pennsylvania, since 1994. According to public records, a former client … Continue reading
Barred former First Allied Securities, Inc. broker Rene Bolivar (CRD# 3275996) accused of investment losses. He was registered with First Allied Securities, Inc. in Salinas, California, from 2007 to 2021. Previously, he was registered with Linsco/Private Ledger Corp. in Monterey, … Continue reading
Were you the victim of UBS Financial Services broker Gregory Foster (CRD# 1532735)? He has been registered with UBS Financial Services in Wayzata, Minnesota, since 2010. Gregory Foster Customer Complaints He has been the subject of four customer complaints between … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Scott Lee (CRD# 4409541) related to GWG Holdings Inc. investment losses. He was registered with Ausdal Financial Partners, Inc. in Cold Springs, Minnesota, from 2019 to 2021. He was … Continue reading
There are options for clients of Westpark Capital, Inc. former broker Alfred Vanderlaan (CRD# 1172406), who suffered GWG Holdings Inc. L Bonds losses. Hewas registered with Westpark Capital, Inc. in Watertown, South Dakota, from 2019 to 2022, and with Sandlapper … Continue reading
NBC Securities, Inc. broker Evan Hershey (CRD# 3146598) regarding is accused of investment losses. He has been registered with Caldwell Sutter Capital, Inc. in Santa Rosa, California, since 2023. Previously, he was registered with NBC Securities, Inc. in Santa Rosa, … Continue reading