Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, … Continue reading
Erez Law is currently investigating former Lincoln Financial Advisors Corporation broker Brent Fuchs (CRD# 4269916) regarding energy sector losses. He has been registered with Osaic Fa, Inc. in Preston, Maryland, since 2000. He was registered with The Lincoln National Life … Continue reading
Emerson Equity LLC broker Brandon Morrow (CRD# 3037943) is accused of private placement investment losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2022. He was registered with Preferred Capital Securities, LLC in Atlanta, Georgia, from … Continue reading
Were you the victim of former Pruco Securities, LLC broker Michael Brickman (CRD# 4042866)? He was registered with Pruco Securities, LLC in Paramus, New Jersey, from 2018 to 2023, when he was terminated regarding, “The Company’s review concerns allegations that … Continue reading
Erez Law is investigating former U.S. Bancorp Investments, Inc. broker Tyson Allred (CRD# 3081010) regarding investment losses. He has been registered with LPL Financial LLC in Portland, Oregon, since 2023. He was registered with U.S. Bancorp Investments, Inc. in Portland, … Continue reading
Equitable Advisors, LLC broker Michael Mashak Mr (CRD# 4031888) is accused of unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in La Crosse, Wisconsin, since 1999. Michael Mashak Mr Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Damon Mapes (CRD# 4011748) real estate investment trusts (REITs). He has been registered with LPL Financial LLC in Hillsboro, Oregon, since 2021. Previously, he was registered with Cetera Investment … Continue reading
There are options for clients of Avantax Investment Services, Inc. broker Monica Osborne (CRD# 3256608) who suffered investment losses. She has been registered with Avantax Investment Services, Inc. in Anthem, Arizona, since 1999, and with Avantax Advisory Services in Eugene, … Continue reading
Lifemark Securities Corp. broker Richard Pascale (CRD# 3221955) regarding corporate debt losses. He has been registered with Lifemark Securities Corp. in Massapequa Park, New York, since 2005. Richard Pascale Customer Complaints He has been the subject of one customer complaint, … Continue reading
Were you the victim of investment losses due to recommendations by Western International Securities, Inc. broker Mark Katz (CRD# 3055019)? He has been registered with Western International Securities, Inc. in Pasadena, California, since 2019. He was registered with Hilltop Securities … Continue reading