There are options for clients of former Morgan Stanley broker Theodore Byrer (CRD# 2980696) who suffered investment losses. He was registered with International Assets Advisory, LLC in Westfield, Indiana, from 2023 to 2024, and Morgan Stanley in Indianapolis, Indiana, from … Continue reading
Were you the victim of LPL Financial LLC broker Cain Kobert (CRD# 2673742)? He has been registered with LPL Financial LLC in Englewood, Colorado, since 2006, and IHT Wealth Management LLC in Naples, Florida, since 2019. He was registered with … Continue reading
Erez Law is currently investigating Cetera Investment Services LLC broker Stephen Smith (CRD# 2632131). He has been registered with Cetera Investment Services LLC in Fort Myers, Florida, since 2017, and Cetera Investment Advisers LLC, in Fort Myers, Florida, since 2017. … Continue reading
Erez Law is currently investigating Fidelity Distributors Company LLC broker Kerry Pope (CRD# 3139298) regarding mutual fund losses. He was registered with Fidelity Distributors Company LLC in Merrimack, New Hampshire, from 2016 to 2024, and with Pyramis Distributors Corporation LLC … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker Brett Hartvigson (CRD# 2263087) regarding alternative investment losses. He was registered with Independent Financial Group, LLC in San Diego, California, from 2009 to 2023. In February 2024, FINRA barred … Continue reading
Can you recover losses due to recommendations by former NYLife Securities LLC broker Paris Lewis (CRD# 2335964)? He was registered with NYLife Securities LLC in Downers Grove, Illinois, from 2015 to 2020, when he was terminated regarding, “Mr. Lewis was … Continue reading
Were you the victim of former LPL Financial LLC broker William Bryant (CRD# 1732547)? He was registered with Independent Financial Group, LLC in Amarillo, Texas, from 2019 to 2023, and LPL Financial LLC in Amarillo, Texas, from 2009 to 2019, … Continue reading
Were you the victim of investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Daniel Ellison (CRD# 2320115)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1996. Daniel Ellison Customer … Continue reading
Erez Law is currently investigating Cornerstone Financial Planning, Inc. president John Wolf (CRD# 1846080) regarding GWG Holdings Inc. losses. He was registered with Purshe Kaplan Sterling Investment in Appleton, Wisconsin, from 2009 to 2016, and Raymond James Financial Services, Inc. … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Howard Kaplan (CRD# 2021501) regarding real estate security losses. He was registered with LPL Financial LLC in Englewood, New Jersey, from 2010 to 2016. Howard Kaplan Customer Complaints He has … Continue reading