Author: Jeff Erez
Were you the victim of Vanderbilt Securities, LLC broker Diana Palmieri (CRD# 2889428)? She has been registered with Vanderbilt Securities, LLC in Woodbury, New York, since 2009, and with Vanderbilt Advisory Services in Woodbury, New York, since 2021. Diana Palmieri … Continue reading
Erez Law is investigating First Republic Securities Company, LLC broker Arif Ahmed (CRD# 3099755) corporate debt losses. He has been registered with J.P. Morgan Securities LLC in Washington, D.C., since 2023, J.P. Morgan Securities LLC in Washington, DC since 2024, … Continue reading
Berthel, Fisher & Company Financial Services, Inc. broker Farrukh Kazmi (CRD# 2855915) faces investment losses due to customer complaints. He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Moorestown, New Jersey, since 2010, and with BFC … Continue reading
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Jordan Samelson (CRD# 2984356)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. Jordan Samelson Customer Complaints He has been … Continue reading
Former Lincoln Financial Advisors Corporation broker Douglas English (CRD# 2532448) is regarding energy sector losses. He was registered with LPL Financial LLC in Huntsville, Alabama, from 2015 to 2023 and with Lincoln Financial Advisors Corporation in Huntsville, Alabama, from 1996 … Continue reading
Erez Law is currently investigating Equitable Advisors, LLC broker Karl Fisher (CRD# 2687222) regarding alternative investment losses. He has been registered with Equitable Advisors, LLC in Boulder, Colorado, since 1995. Karl Fisher Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Brian Hinson (CRD# 2783737) regarding energy sector losses. He was registered with LPL Financial LLC in Huntsville, Alabama, from 2015 to 2023. Brian Hinson Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Wells Fargo Advisors broker James McDermott (CRD# 2483480), who is accused of investment losses? He has been registered with Osaic Wealth, Inc. in Oakbrook Terrace, Illinois, since 2023. Previously, he was registered with Raymond James … Continue reading
Were you the victim of investment losses due to recommendations by LPL Financial LLC broker James Cassa (CRD# 2655896)? He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2009. James Cassa Customer Complaints He has been … Continue reading
LPL Financial LLC broker William Czaplewski (CRD# 2386057) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Monona, Wisconsin, since 1994. William Czaplewski Customer Complaints He has been the subject of two customer complaints … Continue reading