Former SW Financial broker David Page (CRD# 2874899) was barred by FINRA related to unsuitable investment recommendations. He was registered with Spartan Capital Securities, LLC in New York, New York, from May to July 2023, SW Financial in Melville, New … Continue reading
Can I recover losses from investments with Charles Schwab & Co., Inc. broker Michael Maniscalco (CRD# 2994430)? He has been registered with Charles Schwab & Co., Inc. in Wayne, Pennsylvania, since 2009. Michael Maniscalco Customer Complaints He has been the … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Bentley Beard (CRD# 2024985) regarding real estate losses. He has been registered with LPL Financial LLC in Union City, Tennessee, since 1998. Bentley Beard Customer Complaints He has been the subject … Continue reading
LPL Financial LLC broker Anthony Martinelli (CRD# 2590758) is accused of options losses. He has been registered with LPL Financial LLC in Berwyn, Pennsylvania, since 2014. Anthony Martinelli Customer Complaints He has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Ronald Appler Sr (CRD# 2499039) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in Sykesville, Maryland, since 2017. He was registered with H. Beck, Inc. … Continue reading
Erez Law is currently investigating Equitable Advisors, LLC broker Chun Elmejjad (CRD# 2508442) regarding misappropriated funds. She was registered with Equitable Advisors, LLC in Falls Church, Virginia, from 1995 to 2023. In January 2024, FINRA barred her after he failed … Continue reading
Were you the victim of investment losses due to recommendations by former Crown Capital Securities, L.P. broker Russell Fieger (CRD# 4122326)? He has been registered with Colorado Financial Service Corporation in Overland Park, Kansas, since 2024, and Cornerstone Securities LLC … Continue reading
MML Investors Services, LLC broker Ashish Chowdhry (CRD# 3249567) faces a million dollar customer complaint for investment losses. He has been registered with MML Investors Services, LLC in New York, New York, since 1999. Ashish Chowdhry Customer Complaints He has … Continue reading
Glendale Securities, Inc. broker Namhuanwei Huang (CRD# 3268328) is accused of stock losses. He has been registered with Glendale Securities, Inc. in Brooklyn, New York, since 2005. In August 2021, the state of Massachusetts opened an investigation related to two … Continue reading
Arbitration and litigation are two ways to resolve legal disputes. Arbitration is a private process in which the parties present their cases to one or more arbitrators who make a final decision. It is often faster and less formal than … Continue reading