Equitable Advisors, LLC broker Neal Hayias (CRD# 854703) is accused of real estate investment trust (REIT) losses. He has been registered with Equitable Advisors, LLC in Melville, New York, since 2005. He was a registered representative of Axa Advisors, LLC … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Christopher Tully (CRD# 870889)? He has been registered with Oppenheimer & Co. Inc. in White Plains, New York, since 2009. Christopher Tully Customer Complaints He has been the subject of … Continue reading
There are options for clients of Axiom Capital Management, Inc. broker John Lemak (CRD# 845891) who suffered investment losses. He has been registered with Axiom Capital Management, Inc. in New York, New York, since 2015, and Sandor Advisors, LLC in … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Michael Norton (CRD# 2617985) regarding Energy 11 investment losses. He has been registered with David Lerner Associates, Inc. in Syosset, New York, since 1998. It is alleged that David Lerner … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Stuart Spivak (CRD# 1883651)? He has been registered with Centaurus Financial, Inc. in Scottsdale, Arizona, since 2008. Stuart Spivak Customer Complaints He has been the subject of nine customer complaints between … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Paul Vanecek (CRD# 3267746) regarding real estate investment losses. He has been registered with LPL Financial LLC in Westmont, Illinois, since 2015. He was registered with LPL Financial LLC in Elmhurst, … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Nicole Middendorf (CRD# 3251084) regarding real estate securities losses. She has been registered with Raymond James Financial Services, Inc. in Minnetonka, Minnesota, since 2017. He was registered with Prosperwell … Continue reading
There are options for clients of Western International Securities, Inc. broker Hiroshi Mizutani (CRD# 3259903) who is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Pasadena, California, since 2015. He was registered with … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Jason Lamb (CRD# 3248356) regarding alternative investment losses. He has been registered with Arete Wealth Management, LLC in Nashville, Tennessee, since 2021. He was registered with Center Street Securities, Inc. … Continue reading
There are options for clients of UBS Financial Services Inc. broker Dean Meniktas (CRD# 2553748) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Dean Meniktas Customer Complaints He has … Continue reading