Author: Jeff Erez

Erez Law is currently investigating Raymond James Financial Services, Inc. broker Nicole Middendorf (CRD# 3251084) regarding real estate securities losses. She has been registered with Raymond James Financial Services, Inc. in Minnetonka, Minnesota, since 2017. He was registered with Prosperwell … Continue reading →

There are options for clients of Western International Securities, Inc. broker Hiroshi Mizutani (CRD# 3259903) who is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Pasadena, California, since 2015. He was registered with … Continue reading →

Erez Law is currently investigating Arete Wealth Management, LLC broker Jason Lamb (CRD# 3248356) regarding alternative investment losses. He has been registered with Arete Wealth Management, LLC in Nashville, Tennessee, since 2021. He was registered with Center Street Securities, Inc. … Continue reading →

There are options for clients of UBS Financial Services Inc. broker Dean Meniktas (CRD# 2553748) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Dean Meniktas Customer Complaints He has … Continue reading →

Former SW Financial broker David Page (CRD# 2874899) was barred by FINRA related to unsuitable investment recommendations. He was registered with Spartan Capital Securities, LLC in New York, New York, from May to July 2023, SW Financial in Melville, New … Continue reading →

Can I recover losses from investments with Charles Schwab & Co., Inc. broker Michael Maniscalco (CRD# 2994430)? He has been registered with Charles Schwab & Co., Inc. in Wayne, Pennsylvania, since 2009. Michael Maniscalco Customer Complaints He has been the … Continue reading →

Erez Law is currently investigating LPL Financial LLC broker Bentley Beard (CRD# 2024985) regarding real estate losses. He has been registered with LPL Financial LLC in Union City, Tennessee, since 1998. Bentley Beard Customer Complaints He has been the subject … Continue reading →

LPL Financial LLC broker Anthony Martinelli (CRD# 2590758) is accused of options losses. He has been registered with LPL Financial LLC in Berwyn, Pennsylvania, since 2014. Anthony Martinelli Customer Complaints He has been the subject of two customer complaints between … Continue reading →

Erez Law is currently investigating Independent Financial Group, LLC broker Ronald Appler Sr (CRD# 2499039) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in Sykesville, Maryland, since 2017. He was registered with H. Beck, Inc. … Continue reading →

Erez Law is currently investigating Equitable Advisors, LLC broker Chun Elmejjad (CRD# 2508442) regarding misappropriated funds. She was registered with Equitable Advisors, LLC in Falls Church, Virginia, from 1995 to 2023. In January 2024, FINRA barred her after he failed … Continue reading →