Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Alex Paredes-Malaga (CRD# 7191576) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brea, California, since 2020. Alex Paredes-Malaga Customer Complaints He … Continue reading
There are options for customers of UBS Financial Services Inc. broker Frank Walter (CRD# 5685573) who suffered investment losses. He has been registered with UBS Financial Services Inc. in New York, New York, since 2015. Frank Walter Customer Complaints He … Continue reading
Cetera Advisor Networks LLC broker Michael Buonanno (CRD# 2823332) is accused of unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC in East Northport, New York, since 2019. He was registered with Cetera Advisor Networks LLC in … Continue reading
Were you the victim of NYLife Securities LLC broker Sharon Pensabene (CRD# 2368040)? She has been registered with NYLife Securities LLC in Lompoc, California, from 1997 to 2024, when he was terminated regarding, “Sharon Pensabene was terminated after a review … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Edward Jones broker Pamela Tipton (CRD# 5967109). She has been registered with Raymond James Financial Services, Inc. in Montgomery, Texas, since 2025. … Continue reading
Can I recover losses from investments with Park Avenue Securities LLC broker John Kauzlarich (CRD# 5096866)? He has been registered with Park Avenue Securities LLC in Overland Park, Kansas, since 2008. He was registered with Northwestern Mutual Investment Services, LLC … Continue reading
Did you lose money investing with McDermott Investment Services, LLC broker Debra Schleining (CRD# 2768752)? She has been registered with McDermott Investment Services, LLC in Omaha, Nebraska, since 2015. Debra Schleining Customer Complaints She has been the subject of one … Continue reading
Did you lose money investing with Raymond James & Associates, Inc. broker Peter Barry (CRD# 2235548)? He has been registered with Raymond James & Associates, Inc. in Los Angeles, California, since 2018. He was registered with Wells Fargo Securities, LLC … Continue reading
There are options for customers of former LPL Financial LLC broker Doran James (CRD# 1764628). He has been registered with J.W. Cole Financial, Inc. in Springs, Wyoming, since 2023. He was registered with LPL Financial LLC in Rock Springs, Wyoming, … Continue reading
Can I recover losses from investments with PNC Wealth Management LLC broker Chris Dibari (CRD# 3012315)? He has been registered with PNC Wealth Management LLC in Milford, Ohio, since 2011. Chris Dibari Customer Complaints He has been the subject of … Continue reading