Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Peabody Energy Corp. Over the past few years, oil prices have significantly declined. A supply glut in 2014 and 2015 led to some of … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. financial advisor David White (CRD# 1382131) regarding unsuitable investments. White has been registered with Centaurus Financial, Inc. in Bloomfield Hills, Michigan since 2005. White has been the subject of 12 customer complaints … Continue reading
Erez Law is currently investigating former Forefront Capital Markets LLC financial advisor Demitrios Hallas (CRD# 4199832) regarding excessive trading and churning in customer accounts. Hallas was registered with the following brokerage firms, to name just a few: PHX Financial, Inc. … Continue reading
Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Jack Griffith Jr. (CRD# 1446978) regarding energy sector losses. Griffith has been registered with Janney Montgomery Scott LLC in Columbia, South Carolina since 2014. Previously, he was registered with … Continue reading
Erez Law is currently investigating First Standard Financial Company LLC financial advisor William Gennity (CRD# 4913490) regarding excessive and unauthorized trading, use of discretion in customer accounts, unsuitable recommendations and other securities violations. Gennity has been registered with First Standard … Continue reading
Erez Law is currently investigating Hennion & Walsh, Inc. financial advisor Joseph Rodriguez (CRD# 3093506) regarding losses sustained from investments in unsuitable Puerto Rico bonds. Rodriguez has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 1998. … Continue reading
Erez Law is currently investigating former Park Avenue Securities financial advisor Lizabeth Gotuaco Ty (Beth Ty) (CRD# 4737319) regarding the sale of unregistered securities and an alleged $114 million Ponzi Scheme. Ty was registered with Park Avenue Securities in Houston, … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. financial advisor Ronald Broadstone (CRD# 1043159) regarding unauthorized trading in customer accounts. Broadstone was registered with UBS Financial Services Inc. in New Albany, Ohio from 2007 to April 2017, when … Continue reading
Erez Law is currently investigating Corecap Investments, Inc. financial advisor Ernest Romer II (CRD# 2311741) regarding unauthorized trades and other acts of securities fraud. Romer was registered with Corecap Investments, Inc. in Sterling Heights, Michigan from October 2012 to January … Continue reading
Erez Law is currently investigating Enviso Capital, LLC and its principals, Ryan Bowers (CRD #3237368) and Jeffrey LaBerge (CRD #4847129) regarding losses sustained from investments in Bluefin Renewable Energy, LLC, a non-publicly traded company. Enviso Capital, LLC is a California … Continue reading