Did you suffer significant losses investing in the Credit Suisse AG VelocityShares Daily Inverse VIX Short-Term Exchange Traded Notes (ETNs), symbol XIV? An ETN is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. It has a maturity … Continue reading
Were you the victim of former SA Stone Wealth Management Inc. financial advisor Christopher Wendel (CRD# 1930870) who is allegedly involved in the $1.22 billion Woodbridge Group of Companies Ponzi Scheme? Wendel was registered with SA Stone Wealth Management Inc. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Hoplon Financial Group Founder and CEO Daniel Vasquez Sr. (CRD# 3141463) regarding losses sustained from a pooled investment fund. Vasquez was registered with … Continue reading
Erez Law recently filed a $600,000 FINRA arbitration against Morgan Stanley and Kestra Investment Services, LLC regarding Puerto Rico bond losses. The former customer alleges that Tom Puentes (CRD #1713812), who was a registered representative of Morgan Stanley and then … Continue reading
In January 2018, FINRA awarded a group of 17 investors $4.3 million, alleging that former First Allied Securities Inc. financial advisor Anthony Diaz (CRD# 4131948) put their retirement savings into risky, unsuitable investments. Diaz and First Allied Securities Inc. must … Continue reading
Warning former customers and former customers of Morgan Stanley financial advisors James Polese (CRD# 2636427) and Cornelius Peterson (CRD# 5769919), who are alleged to defraud multiple clients by stealing nearly half a million dollars of client assets. Polese and Peterson … Continue reading
Erez Law is currently investigating former INVEST Financial Corporation financial advisor Roger Kroeger (CRD# 1526864) regarding embezzlement and money laundering in an elderly client’s account. Kroeger was registered with INVEST Financial Corporation in Ft. Lauderdale, Florida from 1990 to 2017, … Continue reading
Erez Law is currently investigating former Paulson Investment Company LLC financial advisor Ahmed Gheith (CRD# 5783951) regarding fraud, negligent misrepresentations, negligence, and unjust enrichment. Gheith was registered with the following brokerage firms during the past few years: Paulson Investment Company … Continue reading
Erez Law is currently investigating Wells Fargo financial advisor Jeffrey Wilson (CRD# 1161819) regarding unsuitable energy investments. Wilson has been registered with Wells Fargo in Las Cruces, New Mexico since 2014. Over the past few years, oil prices have significantly … Continue reading
Erez Law is currently representing more than 100 investors in Puerto Rico and the mainland U.S. in claims against brokerage firms for losses in Puerto Rico bonds and is ongoing in its investigation of brokerage firms across the United States … Continue reading