Erez Law recently filed a $330,000 FINRA arbitration against Hennion & Walsh for losses sustained from investments in high risk Puerto Rico bonds. The Erez Law customer alleges that John Tsoukala (CRD #4428102), who has been a registered representatives of … Continue reading
Were you the victim of LPL Financial LLC financial advisor Stephen Garrett (CRD# 218223) regarding oil and gas sector losses? Garrett has been registered with LPL Financial LLC in Monrovia, California since 1993. Over the past few years, oil prices … Continue reading
Erez Law recently filed a $675,000 FINRA arbitration against Morgan Stanley Smith Barney LLC (Morgan Stanley). Their customer alleges that Tom Puentes (CRD #1713812) caused them massive losses in high risk, uninsured and unsuitable Puerto Rico bonds. The Erez Law … Continue reading
There are options for customers of Summit Brokerage Services, Inc. financial advisor Ronald Clark (CRD# 1086724). Clark has been registered with Summit Brokerage Services, Inc. in Tampa, Florida since 2009. In August 2011, FINRA sanctioned Clark to $5,000 in civil … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk … Continue reading
Were you the victim of former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding energy sector losses? Stucker has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas since May 2017. Previously, Stucker was … Continue reading
Did you lose money investing with former LPL Financial LLC financial advisor Sanders Spangler (CRD# 4188542) in the high risk energy sector? Spangler has been registered with LPL Financial LLC in San Antonio, Texas from 2005 to March 2017, when … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor Mark Katz (CRD# 2155766) regarding unsuitable investment recommendations. Katz has been registered with UBS Financial Services Inc. in Houston, Texas since 2008. Katz has been the subject of two … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC financial advisor David Ridenour (CRD# 4941433). Ridenour has been registered with Wells Fargo Clearing Services, LLC in Edmond, … Continue reading
Were you the victim of former Morgan Stanley financial advisor Thomas Meier (CRD# 1146044) due to unauthorized transactions and discretionary trading? Meier was registered with Morgan Stanley in Miami, Florida from 2009 to April 2016. In March 2018, FINRA barred … Continue reading