Author: Jeff Erez
There are options for clients of former Truist Investment Services, Inc. broker Gary Costello (CRD# 6117388) who suffered investment losses. He was registered with Aegis Capital Corp. in New York, New York, from 2023 to 2024, when he was terminated … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Chad Mehle (CRD# 7008517)? He has been registered with J.P. Morgan Securities LLC in Irvine, California, since 2023, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, … Continue reading
There are options for clients of former LPL Financial LLC broker Eric Ruthman (CRD# 6281076) seeking structured product loss options. He has been registered with Purshe Kaplan Sterling Investments, since 2021, and Phase Line Capital, LLC in Atlanta, Georgia, since … Continue reading
Were you a victim of investment losses due to recommendations by D.A. Davidson & Co. broker Andrew Schell (CRD# 6536347)?. He was registered with D.A. Davidson & Co. in Colorado Springs, Colorado, from 2020 to 2022, when he was terminated … Continue reading
Erez Law is currently investigating former Coastal Equities, Inc. broker Michael Corrada (CRD# 709158). He was registered with Center Street Securities, Inc. in Richmond, Virginia, from 2019 to 2020, and Coastal Equities, Inc. in San Diego, California, from 2015 to … Continue reading
Were you the victim of RBC Capital Markets, LLC broker Nicole Bailey (CRD# 7016719)? She has been registered with RBC Capital Markets, LLC in Denver, Colorado, since 2018. Nicole Bailey Customer Complaints She has been the subject of one customer … Continue reading
Were you the victim of Arete Wealth Management, LLC broker Logan Cox (CRD# 6927720)? He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2020. He was registered with Park Avenue Securities LLC in Frisco, Texas, from … Continue reading
Can you recover losses due to recommendations by Bulltick, LLC broker Javier Martin-Riva (CRD# 6706706)? He has been registered with Bulltick, LLC in Miami, Florida, since 2019, and Bulltick Wealth Management, LLC in Miami, Florida, since 2019. He was registered … Continue reading
Were you the victim of Moloney Securities Co. broker John Patock (CRD# 6039302), who is accused of investment losses related to corporate debt? He has been registered with Moloney Securities Co., Inc. in Willmar, Minnesota, since 2017, and Moloney Securities … Continue reading
Former Equitable Advisors, LLC broker Jason Mitsuda (CRD# 6718373) is accused of unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in Honolulu, Hawaii, since 2024. He was registered with the following brokerage firms: Pruco Securities, LLC in … Continue reading