Erez Law is currently investigating J.W. Cole Financial, Inc. broker Scott Jackson (CRD# 4443921) regarding real estate security losses. He has been registered with J.W. Cole Financial, Inc. in Tampa, Florida, since 2014. Scott Jackson Customer Complaints He has been … Continue reading
Erez Law is currently investigating St. Bernard Financial Services, Inc. broker Adam Kennon Brown (CRD# 4905935) regarding options losses. He has been registered with St. Bernard Financial Services, Inc. in Jonesboro, Arizona, since 2012. Adam Kennon Brown Customer Complaints He … Continue reading
Former Lincoln Financial Advisors Corporation broker Kevin O’Sullivan (CRD# 4499275) is accused of energy sector losses. He has been registered with Commonwealth Financial Network in Quincy, Massachusetts, since 2016. He was registered with Lincoln Financial Advisors Corporation in Quincy, Massachusetts, … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Halperin (CRD# 4448939)? He has been registered with Morgan Stanley in Boca Raton, Florida, since 2024. He was registered with Merrill Lynch, Pierce, Fenner & … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Mark Connolly (CRD# 4443644)? He has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas, since 2008. Mark Connolly Customer Complaints He has been the subject … Continue reading
LPL Financial LLC broker Derek Copeland (CRD# 4347572) is accused of stock losses. He was registered with LPL Financial LLC in Charlotte, North Carolina, from 2020 to 2023, when he was terminated regarding, “Failed to disclose outside business activities to … Continue reading
Aegis Capital Corp. broker Gerald Seigel (CRD# 418229) is accused of structured product losses. He has been registered with Aegis Capital Corp. in Sarasota, Florida, since 2015. Gerald Seigel Customer Complaints He has been the subject of three customer complaints … Continue reading
Erez Law is currently investigating former Vanguard Advisers, Inc. broker Nouachi Vang (CRD# 5090132) regarding exchange traded fund (ETF) losses. He has been registered with LPL Financial LLC in Maple Grove, Minnesota, since 2024. He was registered with the following … Continue reading
There are options for clients of former Arkadios Capital broker Michael Lickiss (CRD# 5135936) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Danville, California, from 2024 to 2025, when he was terminated regarding, “Michael was … Continue reading
Were you the victim of UBS Financial Services Inc. broker Terry Griffith (CRD# 4937497)? He has been registered with Independent Financial Group, LLC in Watertown, Massachusetts, since 2024. He was registered with UBS Financial Services Inc. in Peabody, Massachusetts, from … Continue reading