Author: Jeff Erez
Infinex Investments, Inc. broker John Pigeon (CRD# 2354079) is accused of real estate investment losses. He has been registered with Osaic Institutions, Inc. in Fall River, Massachusetts, since 2007. He has served as an investment executive with Infinex Investments, Inc. … Continue reading
There are options for clients of Morgan Stanley broker Brian Pfeifler (CRD# 2083301) who suffered investment losses. He has been registered with Morgan Stanley in New York, New York, since 2009. Brian Pfeifler Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating NYLife Securities LLC broker Ronnie Cochran (CRD# 2104444) regarding variable annuity investment losses. He has been registered with NYLife Securities LLC in Blacksburg, Virginia, since 1999. Ronnie Cochran Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker Nancy Biddle (CRD# 2134532) regarding real estate investment losses. She has been registered with Osaic Wealth, Inc. in St Pete Beach, Florida, since 2023. He was registered with FSC Securities … Continue reading
Ameriprise Financial Services, LLC broker Anthony Makransky (CRD# 2103362) is accused of variable annuity losses. He has been registered with LPL Financial LLC in League City, Texas, since 2023. He was registered with Ameriprise Financial Services, LLC in Houston, Texas, … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Eric Dupre (CRD# 2174456) related to customer complaints of investment losses. He was registered with Ameriprise Financial Services, LLC in San Antonio, Texas, from 2020 to 2024, when he … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading
Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading
Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading
Former LPL Financial LLC broker Brendan Kelly (CRD# 2208036) is accused of private security losses. He has been registered with IFP Securities, LLC in Downingtown, Pennsylvania, since September 2024. He was registered with Alera Investment Advisors in Berwyn, Pennsylvania, from … Continue reading