Author: Jeff Erez
There are options for clients of A.G.P. / Alliance Global Partners broker Charles Garrido (CRD# 1191231), who suffered investment losses. He has been registered with A.G.P. / Alliance Global Partners in Chicago, Illinois, since 2018. He was registered with McDonald … Continue reading
Broker William Revoir (CRD# 873583) is accused of stock losses. He has been registered as an investment adviser representative with Foundations Investment Advisors, LLC in Bingham Farms, Michigan, since 2023, and in sales with Quest Commonwealth, LLC in Bingham Farms, … Continue reading
Can you recover losses due to recommendations by PFS Investments Inc. broker Brian Keith Nelson (CRD# 5779195)? He has been registered with PFS Investments Inc. in Grand Prairie, Texas, since 2012. Brian Keith Nelson Customer Complaints He has been the … Continue reading
Centaurus Financial, Inc. broker Michael Chauvenet (CRD# 1229930) is accused of real estate investment losses. He has been registered with Centaurus Financial, Inc. in Frisco, Texas, since 2011. Michael Chauvenet Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of former Geneos Wealth Management, Inc. broker Brent Pine (CRD# 1618007)? He was registered with Cetera Advisor Networks LLC in Scottsdale, Arizona, from 2021 to 2024, and Geneos Wealth Management, Inc. in Scottsdale, Arizona, from 2010 … Continue reading
Were you the victim of Equitable Advisors, LLC broker Norbert Filian (CRD# 2998784) regarding real estate investment trust (REIT) losses? He has been registered with Equitable Advisors, LLC in Rolling Meadows, Illinois, since 1998. Norbert Filian Customer Complaints He has … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Andrew Galy (CRD# 1915564) regarding energy sector losses. He was registered with Cambridge Investment Research, Inc. in Metairie, Louisiana, from 2014 to 2022, when he was terminated regarding, “Financial … Continue reading
Erez Law is currently investigating Charles Schwab & Co., Inc. broker Ronald Cappuccio (CRD# 5530949) regarding exchange traded funds (ETFs). He has been registered with Charles Schwab & Co., Inc. in New York City, New York, since 2024. He was … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Larry Cohen (CRD# 3191796) regarding stock losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in … Continue reading
Wells Fargo Clearing Services, LLC broker Robert Morgan III (CRD# 4559082) faces a customer complaint. He has been registered with Wells Fargo Clearing Services, LLC in Walnut Creek, California, since 2008. Robert Morgan III Customer Complaints He has been the … Continue reading