Former Capital Financial Services, Inc. broker Mark Sitter (CRD# 1810591) faces customer complaints for real estate investment losses. Sitter has been registered with KCD Financial, Inc. in Shenandoah, Texas since 2019. Previously, Sitter was registered with Capital Financial Services, Inc. … Continue reading
Cetera Advisor Networks LLC broker Jonathan Bever (CRD# 2603856) is accused of private placement investment losses. Bever has been registered with Cetera Advisor Networks LLC in Bellevue, Washington as well as Fulcrum Wealth Advisors, LLC in Bellevue, Washington since 2017. … Continue reading
Did you lose money investing with former Concorde Investment Services, LLC broker Jeffrey Butler (CRD# 2319063)? Butler was registered with Fortune Financial Services, Inc. in Kewaskum, Wisconsin from 2015 to 2016 and previously with Concorde Investment Services, LLC in Kewaskum, … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in American Realty Capital (ARC) New York City Real Estate Investment Trust (REIT), which is now known as New York City REIT. According to public records, … Continue reading
Were you the victim of former Royal Alliance Associates, Inc. broker Gary Ginsberg (CRD# 1175258)? Ginsberg has been registered with Ameriprise Financial Services, LLC in West Orange, New Jersey since June 2020. Previously, Ginsberg was registered with Royal Alliance Associates, … Continue reading
Did you lose money investing with Classic, LLC broker Douglas Schmitz (CRD# 1771132)? Schmitz has been registered with Classic, LLC in Fargo, North Dakota since 2012 and with Classic Asset Management, LLC in North Fargo, North Dakota since 2006. Schmitz … Continue reading
There are options for clients of Cadaret, Grant & Co., Inc. broker Yvonne Nirelli (CRD# 1364313) who suffered investment losses. Nirelli has been registered with Cadaret, Grant & Co., Inc. in Canastota, New York since 1989. In September 2020, FINRA … Continue reading
Were you the victim of former Summit Brokerage Services, Inc. broker Bruce Ciallella (CRD# 719050)? Ciallella has been registered with Cabot Lodge Securities LLC in Boca Raton, Florida since 2019. Previously, Ciallella was registered with IFS Securities in Atlanta, Georgia … Continue reading
There are options for customers of former Aegis Capital Corp. broker Serge Parakhnevich (CRD# 5493064) who suffered investment losses due to excessive trading. He has been registered with PHX Financial Inc. in New York, New York since 2015. Previously, he … Continue reading
Erez Law is currently investigating HCR Wealth Advisors broker Gregory Heller (CRD# 1460520) regarding investment losses. Heller has been registered with Investment Security Corporation in Los Angeles, California since 2002 and with HCR Wealth Advisors in Los Angeles, California since … Continue reading