Author: Jeff Erez

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sandlapper Securities, LLC broker Kevin Nevin (CRD# 2460059). Nevin has been registered with Dempsey Lord Smith, LLC in Edina, Minnesota since May … Continue reading →

Erez Law is currently investigating former Integrated Advisors Network LLC, Oppenheimer, and Merrill Lynch broker Dennis Ayre (CRD# 5365176) regarding investment management service related investment losses and unsuitable investment recommendations. He has been registered with Hilltop Securities Inc. in Beverly … Continue reading →

Did you lose money investing with Raymond James & Associates, Inc. broker Robert Radli Jr. (CRD# 1076710)? Radli has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2011. Radli has been the subject of … Continue reading →

There are options for customers who suffered investment losses due to unsuitable investment recommendations by former Center Street Securities, Inc. broker Seth Stewart (CRD# 5467292). He was registered with Center Street Securities, Inc. in Jeffersonville, Indiana from 2012 to November … Continue reading →

Erez Law is currently investigating Raymond James & Associates, Inc. broker Eric Bachinsky (CRD# 1002854) regarding unsuitable investment recommendations. Bachinsky has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2006. Bachinsky has been the … Continue reading →

There are options for customers who suffered investment losses due to former Morgan Stanley broker Kenneth Hutkin (CRD# 1344519). Hutkin has been registered with Wedbush Securities Inc. in New York, New York since 2018. Previously, Hutkin was registered with Morgan … Continue reading →

Did you suffer investment losses due to recommendations by former Northwestern Mutual Investment Services, LLC broker Donnell Bowen (CRD# 5641822)? Bowen was registered with Northwestern Mutual Investment Services, LLC in Washington, DC from 2009 to 2017, when he was terminated … Continue reading →

Erez Law is currently investigating former Triad Advisors, Inc. broker David Atlee (CRD# 5565960) who is accused of recommending unsuitable GPB Capital Holdings investments. Atlee was registered with Triad Advisors, Inc. in Jacksonville, Florida from 2014 to 2017. GPB Capital … Continue reading →

Erez Law is currently investigating former Morgan Stanley broker Michael Paesano (CRD# 1557229) regarding investment losses due to churning (excessive trading). Paesano was registered with Morgan Stanley in New York, New York from 2011 to 2017, when he was terminated … Continue reading →

In May 2020, FINRA sanctioned Stifel, Nicolaus & Company Inc. to pay $3.65 million for unit investment trust (UIT) violations, including $1.9 million in restitution plus interest to more than 1,700 customers; FINRA also fined  Stifel, Nicolaus & Company Inc. … Continue reading →