Author: Jeff Erez
Erez Law is currently investigating former Coastal Equities, Inc. broker Michael Corrada (CRD# 709158). He was registered with Center Street Securities, Inc. in Richmond, Virginia, from 2019 to 2020, and Coastal Equities, Inc. in San Diego, California, from 2015 to … Continue reading
Were you the victim of RBC Capital Markets, LLC broker Nicole Bailey (CRD# 7016719)? She has been registered with RBC Capital Markets, LLC in Denver, Colorado, since 2018. Nicole Bailey Customer Complaints She has been the subject of one customer … Continue reading
Were you the victim of Arete Wealth Management, LLC broker Logan Cox (CRD# 6927720)? He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2020. He was registered with Park Avenue Securities LLC in Frisco, Texas, from … Continue reading
Can you recover losses due to recommendations by Bulltick, LLC broker Javier Martin-Riva (CRD# 6706706)? He has been registered with Bulltick, LLC in Miami, Florida, since 2019, and Bulltick Wealth Management, LLC in Miami, Florida, since 2019. He was registered … Continue reading
Were you the victim of Moloney Securities Co. broker John Patock (CRD# 6039302), who is accused of investment losses related to corporate debt? He has been registered with Moloney Securities Co., Inc. in Willmar, Minnesota, since 2017, and Moloney Securities … Continue reading
Former Equitable Advisors, LLC broker Jason Mitsuda (CRD# 6718373) is accused of unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in Honolulu, Hawaii, since 2024. He was registered with the following brokerage firms: Pruco Securities, LLC in … Continue reading
Ausdal Financial Partners, Inc. broker Max Birkinbine (CRD# 6836583) faces customer complaints. He has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota, since 2017. Max Birkinbine Customer Complaints He has been the subject of two customer complaints … Continue reading
Former Edward Jones broker Lincoln Mason (CRD# 7057393) is accused of selling away. He was registered with Edward Jones in Arnolds Park, Iowa, from 2019 to 2021, when he was terminated regarding, “Concerns relating to outside business activities and failure … Continue reading
Were you a victim of Infinex Investments, Inc. broker Derek Malone (CRD# 5495233)? He has been registered with Osaic Institutions, Inc. in New York, New York, and Infinex Investments, Inc., in New York, New York, since 2016. He was registered … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Charles Fagan (CRD# 5040887) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in St Louis, Missouri, since 2011. Charles Fagan Customer Complaints He … Continue reading