Author: Jeff Erez
Erez Law is currently investigating Navigation Wealth Management, Inc. president Adam Brunin (CRD# 4407663) regarding stock losses. He has been registered as president and investment advisor representative with Navigation Wealth Management, Inc. in Fort Collins, Colorado, since 2016. He was … Continue reading
There are options for customers who lost investing in stocks with former Truist Investment Services, Inc. broker Ryan Murphy (CRD# 4332032). He was registered with Truist Investment Services, Inc. in Savannah, Georgia, from 2006 to 2024, when he was terminated … Continue reading
Wells Fargo Clearing Services, LLC broker Peter Waldron (CRD# 4230510) is accused of unsuitable investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Irvine, California, since 2022. He was registered with UBS Financial Services Inc. in … Continue reading
Were you the victim of Cetera Investment Services LLC broker Andrew Pandis (CRD# 2928410)? He has been registered with Cetera Investment Services LLC in Forest Hills, New York, since 2017, and Cetera Investment Advisers LLC in Forest Hills, New York, … Continue reading
Former Cambridge Investment Research, Inc. broker Matthew Nelson (CRD# 4050793) is accused of alternative investment losses. He was registered with Cambridge Investment Research, Inc. in Boerne, Texas, from 2014 to 2018. In January 2013, the Florida Office Of Financial Regulation … Continue reading
Were you the victim of Steward Partners Investment Solutions, LLC broker Keith Morgan (CRD# 3139407)? He has been registered with Steward Partners Investment Solutions, LLC in Dalton, Georgia, since 2010, and Steward Partners Investment Advisory, LLC in Dalton, Georgia, since … Continue reading
Were you the victim of LPL Financial LLC broker Carolyn Wyatt (CRD# 4071929)? She has been registered with LPL Financial LLC in Glendora, California, since 2025. She was registered with Western International Securities in Glendora, California, from 2022 to 2025, … Continue reading
Erez Law is currently investigating LPL Enterprise, LLC broker Joanna Wang (CRD# 4056171) regarding real estate security losses. She has been registered with LPL Enterprise, LLC in Fort Mill, South Carolina, since 2024. She was registered with Prudential Financial Planning … Continue reading
Wells Fargo Clearing Services, LLC broker Iliasser Arias (CRD# 3199210) is accused of unauthorized trading. He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2017. He was registered with J.P. Morgan Securities LLC … Continue reading
David Lerner Associates, Inc. broker Nicholas Jembelis (CRD# 4028696) is accused of energy sector losses. He has been registered with David Lerner Associates, Inc. in White Plains, New York, since 1999. Nicholas Jembelis Customer Complaints He has been the subject … Continue reading