Author: Jeff Erez
Erez Law is currently investigating former Madison Avenue Securities, LLC broker Robert Luley Jr. (CRD# 4176139), who is alleged to recommend unsuitable GPB Capital Holdings investments. Robert Luley Jr. was registered with Pruco Securities, LLC in Charlotte, North Carolina from … Continue reading
In May 2020, Erez Law filed a FINRA claim against UBS Financial Services for Yield Enhancement Strategy (YES) program losses with broker Allan Klenke. The Erez Law client alleges that Klenke recommended the client invest in the YES program, and … Continue reading
Erez Law filed FINRA arbitration claims against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses with its broker Jose Cornide. It is alleged that UBS’ YES program was represented to investors as a low-risk strategy that allows … Continue reading
Erez Law is currently investigating Herbert J. Sims & Co, Inc. broker Shane Applebaum (CRD# 4772668), who is accused of unsuitable investment recommendations and the sale of structured products. Applebaum has been registered with Herbert J. Sims & Co, Inc. … Continue reading
There are options for clients of former Barclays Capital Inc. broker Tony Esses (CRD# 4643285) who suffered investment losses. Esses has been registered with Wells Fargo Clearing Services, LLC in Miami, Florida since 2014. Esses has been the subject of … Continue reading
Erez Law is currently investigating Purshe Kaplan Sterling Investments broker Brendan Shaw (CRD# 4721215) regarding allegations of fraudulent and excessive trading. Shaw was registered with Purshe Kaplan Sterling Investments in Scottsdale, Arizona from 2012 to 2016. In April 2019, the … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Samuel Izaguirre (CRD# 4835113). Izaguirre has been registered with LPL Financial LLC in Miami Lakes, Florida since 2011. Independent … Continue reading
Did you lose money investing with former Paulson Investment Company LLC broker Jospeh Hain (CRD# 4959092)? Hain has been registered with Noble Capital Markets, Inc. in Boca Raton, Florida since 2017. Previously, Hain was registered with Paulson Investment Company LLC … Continue reading
Erez Law is currently investigating former Fortune Financial Services, Inc. broker Forrest Jones (CRD# 4880765) regarding unsuitable investment recommendations. Jones has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Conroe, Texas since 2018. Previously, Jones was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New … Continue reading