Author: Jeff Erez
LPL Financial LLC broker Derek Copeland (CRD# 4347572) is accused of stock losses. He was registered with LPL Financial LLC in Charlotte, North Carolina, from 2020 to 2023, when he was terminated regarding, “Failed to disclose outside business activities to … Continue reading
Aegis Capital Corp. broker Gerald Seigel (CRD# 418229) is accused of structured product losses. He has been registered with Aegis Capital Corp. in Sarasota, Florida, since 2015. Gerald Seigel Customer Complaints He has been the subject of three customer complaints … Continue reading
Erez Law is currently investigating former Vanguard Advisers, Inc. broker Nouachi Vang (CRD# 5090132) regarding exchange traded fund (ETF) losses. He has been registered with LPL Financial LLC in Maple Grove, Minnesota, since 2024. He was registered with the following … Continue reading
There are options for clients of former Arkadios Capital broker Michael Lickiss (CRD# 5135936) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Danville, California, from 2024 to 2025, when he was terminated regarding, “Michael was … Continue reading
Were you the victim of UBS Financial Services Inc. broker Terry Griffith (CRD# 4937497)? He has been registered with Independent Financial Group, LLC in Watertown, Massachusetts, since 2024. He was registered with UBS Financial Services Inc. in Peabody, Massachusetts, from … Continue reading
There are options for clients of MML Investors Services, LLC broker Lester Hamrick (CRD# 5208155) who suffered investment losses. He has been registered with MML Investors Services, LLC in Tallahassee, Florida, since 2020. He was registered with Securities America Advisors, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Morgan Stanley broker Jack Wong (CRD# 4210410). He has been registered with Morgan Stanley in Mountain View, California, since 2011. Jack Wong Customer … Continue reading
Were you the victim of Park Avenue Securities LLC broker Andrew Roberson (CRD# 4143407)? He has been registered with Park Avenue Securities LLC in San Ramon, California, since 2018. He was registered with Securian Financial Services, Inc. in San Mateo, … Continue reading
Did you lose money investing in Centaurus Financial, Inc. broker Christopher Martin (CRD# 4179127)? He has been registered with Centaurus Financial, Inc. in Apple Valley, California, since 2006. In January 2025, FINRA sanctioned him to pay a civil and administrative … Continue reading
Erez Law is currently investigating Janney Montgomery Scott LLC broker Brett Vetensky (CRD# 4143000) regarding unsuitable investment recommendations. He has been registered with Janney Montgomery Scott LLC in Garden City, New York, since 2019. He was registered with Wells Fargo … Continue reading