Author: Jeff Erez
There are options for clients of Northwestern Mutual Investment Services, LLC broker Karen Schmidt (CRD# 5669963) who suffered investment losses. She has been registered with Northwestern Mutual Investment Services, LLC in Woodland Hills, California, since 2010. Karen Schmidt Customer Complaints … Continue reading
Morgan Stanley broker Trevor Fried (CRD# 5709772) is accused of options losses. He has been registered with Morgan Stanley in Fort Lauderdale, Florida, since 2009. Trevor Fried Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Can you recover losses due to recommendations by former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Elan Sanker (CRD# 5580543)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Pennington, New Jersey, from 2018 to 2023, … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lino Gutierrez (CRD# 5527598) regarding investment losses. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Stuart, Florida, from 2017 to 2025, and … Continue reading
Wells Fargo Clearing Services, LLC broker Amanda Wiggins (CRD# 5526300) is accused of unsuitable investment recommendations. She has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas, since 2014, and Wells Fargo Advisors in Fort Worth, Texas, … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC broker Scott Reed (CRD# 3007033)? It is alleged that while associated with Wells Fargo, he participated in private securities transactions totaling at least $3.5 million without providing prior written … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rajesh Markan (CRD# 4553309) who suffered investment losses. He was registered with Hilltop Securities Inc. in Dallas, Texas, from 2022 to 2024, and Merrill Lynch, Pierce, … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Mario Payne (CRD# 5445757) regarding structured product losses. He was registered with Raymond James Financial Services, Inc. in Jacksonville, Florida, from 2013 to 2019. Mario Payne Customer Complaints He … Continue reading
Former Crown Capital Securities, L.P. broker Jason Stone (CRD# 5455271) is accused of unsuitable investment recommendations. He has been registered with Arkadios Capital in Orange, California, since 2024, and with Secura Financial in Orange, California, since 2013. He was registered … Continue reading
Can you recover losses due to investments with Raymond James Financial Services, Inc. broker Travis Alexander (CRD# 5504338)? He was registered with Raymond James Financial Services, Inc. in Long Beach, California, from 2016 to 2024. Travis Alexander Customer Complaints He … Continue reading