Author: Jeff Erez
LPL Financial LLC broker Mark Hegstrom (CRD# 4289931) is accused of real estate investment losses. He has been registered with LPL Financial LLC in Edina, Minnesota, since 2010, and Great Valley Advisor Group, Inc. in Bonita Springs, Florida, since 2023. … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Piers Cornelius (CRD# 4212172)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2009. Piers Cornelius Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating Kovack Securities Inc. broker Karl Klingmann II (CRD# 4268378) who is accused of conservation easement losses. He has been registered with Kovack Securities Inc. in Parkesburg, Pennsylvania, since 2014, and with Kovack Advisors, Inc. in … Continue reading
Were you the victim of Ausdal Financial Partners, Inc. broker Michael Hoye (CRD# 3029864)? He has been registered with Ausdal Financial Partners, Inc. in Schaumburg, Illinois, since 2009. Michael Hoye Customer Complaints He has been the subject of one customer … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker John Matteoni (CRD# 4177784) regarding real estate investment trust (REITs). He has been registered with Osaic Wealth, Inc. in Reno, Nevada, since 2024. He was registered with Triad Advisors LLC … Continue reading
Were you the victim of State Farm VP Management Corp. broker Ryan Knispel (CRD# 3094245)? He has been registered with State Farm VP Management Corp. in West Point, Nebraska, since 1998. Ryan Knispel Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Steven Mayer (CRD# 4138239) regarding investment losses. He has been registered with LPL Financial LLC in Alpharetta, Georgia, since 2010, and MPWM Advisory Solutions LLC in Alpharetta, Georgia, since 2019. Steven … Continue reading
Were you the victim of Transamerica Financial Advisors, LLC broker Abtin Bashirazami (CRD# 7526170)? He has been registered with Transamerica Financial Advisors, LLC in Columbus, Ohio, since 2022. Abtin Bashirazami Customer Complaints He has been the subject of one customer … Continue reading
Can you recover investment losses due to recommendations by former Stifel, Nicolaus & Company, Incorporated broker Steven Rodemer (CRD# 830561)? He was registered with Stifel, Nicolaus & Company, Incorporated in Pueblo, Colorado, from 2011 to 2020, when he was terminated … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Travascio III (CRD# 2581756) regarding real estate investment losses. He was registered with LPL Financial LLC in Hurst, Texas, from 1999 to 2018. Nicholas Travascio III Customer Complaints He … Continue reading