There are options for clients of State Farm VP Management Corp. broker Reginald Rabb (CRD# 3140903), who faces a customer complaint. He has been registered with State Farm VP Management Corp. in La Crosse, Wisconsin, since 1999. Reginald Rabb Customer … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Scott Roslonowski (CRD# 4795893) regarding investment losses related to a high-fee portfolio of non-traded real estate investment trusts (REITs), illiquid variable annuities, and variable universal life insurance. He has been … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Forster (CRD# 1303832), who is accused of variable annuity investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Washington, DC, … Continue reading
There are options for clients of former SW Financial broker Eric Baron (CRD# 2758724) who suffered investment losses. He was registered with the following brokerage firms; Network 1 Financial Securities Inc. in Hauppauge, New York, from 2022 to 2013 Spartan … Continue reading
R. F. Lafferty & Co., Inc. broker Kevin Cory (CRD# 1716966) is accused of broker misconduct. He has been registered with R. F. Lafferty & Co., Inc. in New York, New York, from 2017 to 2022. Previously, he was registered … Continue reading
Erez Law is currently investigating former Citi Private Advisory, LLC broker Angel Ferrer (CRD# 4220368) regarding allegations that he overconcentrated positions in a healthcare company in the accounts of an Emmy award-winning news anchor. He has been registered with and … Continue reading
There are options for customers of Cambridge Investment Research, Inc. broker Kurt Cambier (CRD# 1392482), who is accused of unsuitable investment recommendations. He has been registered with Cambridge Investment Research, Inc. in Littleton, Colorado, since 2008. Kurt Cambier Customer Complaints … Continue reading
Centaurus Financial, Inc. broker Jonathan Sheard (CRD# 4792441) is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Milanville, Pennsylvania, since 2004. Jonathan Sheard Customer Complaints He has been the subject of one customer complaint, … Continue reading
Were you the victim of Stephens Inc. broker Craig Lang (CRD# 301830), who is accused of stock losses? He has been registered with Stephens in Shreveport, Louisiana, since 2014. Previously, he was registered with Morgan Stanley in Shreveport, Louisiana, from … Continue reading
Erez Law is currently investigating Morgan Stanley broker Allen Short (CRD# 5279302), who is accused of stock losses. He has been registered with Morgan Stanley in St. Paul, Minnesota, since 2020. Previously, he was registered with Wells Fargo Clearing Services, … Continue reading